Dark
Light
System
Security
FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 23 Institutional holders with a total value of $24,793,899.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 299,166 13,502,000 54.46%
2 JANE STREET GROUP, LLC 55,959 2,525,000 10.18%
3 Institute for Wealth Management, LLC. 50,337 2,272,000 9.16%
4 LPL Financial LLC 30,695 1,385,000 5.59%
5 SignalPoint Asset Management, LLC 21,694 979,000 3.95%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,803 849,000 3.42%
7 ENVESTNET ASSET MANAGEMENT INC 13,905 628,000 2.53%
8 BANK OF AMERICA CORP /DE/ 13,871 626,000 2.52%
9 ROYAL BANK OF CANADA 9,397 424,000 1.71%
10 SG Americas Securities, LLC 8,440 381,000 1.54%
11 Jefferies Group LLC 7,834 354,000 1.43%
12 Cambridge Investment Research Advisors, Inc. 5,748 259,000 1.04%
13 UBS Group AG 5,215 235,000 0.95%
14 UNITED CAPITAL FINANCIAL ADVISORS, LLC 4,432 200,000 0.81%
15 AMERICAN INTERNATIONAL GROUP, INC. 2,313 104,386 0.42%
16 Clal Insurance Enterprises Holdings Ltd 869 39,000 0.16%
17 B. Riley Wealth Advisors, Inc. 382 17,000 0.07%
18 Tower Research Capital LLC (TRC) 105 5,000 0.02%
19 Stratos Wealth Partners, LTD. 100 4,513 0.02%
20 NEXT Financial Group, Inc 50 2,000 0.01%
21 BANK OF MONTREAL /CAN/ 50 2,000 0.01%
22 WELLS FARGO & COMPANY/MN 22 1,000 0.00%
23 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.