Dark
Light
System
Security
FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 24 Institutional holders with a total value of $31,215,576.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 382,193 18,838,000 60.35%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 54,519 2,687,000 8.61%
3 SignalPoint Asset Management, LLC 35,058 1,728,000 5.54%
4 BANK OF AMERICA CORP /DE/ 31,788 1,567,000 5.02%
5 JANE STREET GROUP, LLC 24,912 1,228,000 3.93%
6 UBS Group AG 22,085 1,089,000 3.49%
7 RISK PARADIGM GROUP, LLC 14,822 730,576 2.34%
8 WELLS FARGO & COMPANY/MN 14,727 726,000 2.33%
9 ENVESTNET ASSET MANAGEMENT INC 13,723 676,000 2.17%
10 ROYAL BANK OF CANADA 11,750 579,000 1.85%
11 ADVISOR GROUP, INC. 7,363 363,000 1.16%
12 First Allied Advisory Services, Inc. 5,289 261,000 0.84%
13 OLD MISSION CAPITAL LLC 4,636 229,000 0.73%
14 RAYMOND JAMES & ASSOCIATES 4,591 226,000 0.72%
15 SG Americas Securities, LLC 2,740 135,000 0.43%
16 Creative Planning 850 42,000 0.13%
17 WFG Advisors, LP 561 28,000 0.09%
18 CITIGROUP INC 525 26,000 0.08%
19 MSI Financial Services Inc 374 18,000 0.06%
20 BENJAMIN F. EDWARDS & COMPANY, INC. 259 13,000 0.04%
21 Tower Research Capital LLC (TRC) 203 10,000 0.03%
22 First Horizon Advisors, Inc. 193 9,000 0.03%
23 IFP ADVISORS, INC 140 7,000 0.02%
24 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.