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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 31 Institutional holders with a total value of $155,080,909.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 2,112,588 95,869,000 61.82%
2 MORGAN STANLEY 626,528 28,432,000 18.33%
3 UBS Group AG 223,558 10,146,000 6.54%
4 BANK OF AMERICA CORP /DE/ 106,146 4,816,000 3.11%
5 SG Americas Securities, LLC 76,919 3,491,000 2.25%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,745 1,985,000 1.28%
7 RISK PARADIGM GROUP, LLC 42,065 1,908,909 1.23%
8 ROYAL BANK OF CANADA 39,268 1,782,000 1.15%
9 SignalPoint Asset Management, LLC 25,225 1,145,000 0.74%
10 ENVESTNET ASSET MANAGEMENT INC 21,145 960,000 0.62%
11 FLOW TRADERS U.S. LLC 16,069 729,000 0.47%
12 RAYMOND JAMES & ASSOCIATES 15,308 695,000 0.45%
13 WELLS FARGO & COMPANY/MN 14,400 653,000 0.42%
14 Janney Montgomery Scott LLC 12,687 576,000 0.37%
15 CITADEL ADVISORS LLC 12,449 565,000 0.36%
16 OLD MISSION CAPITAL LLC 7,996 363,000 0.23%
17 AMERICAN INTERNATIONAL GROUP, INC. 6,754 307,000 0.20%
18 LPL Financial LLC 5,922 255,000 0.16%
19 Raymond James Financial Services Advisors, Inc. 4,963 225,000 0.15%
20 CITIGROUP INC 1,223 55,000 0.04%
21 MSI Financial Services Inc 615 28,000 0.02%
22 Creative Planning 450 20,000 0.01%
23 GUPTA WEALTH MANAGEMENT LLC 400 18,000 0.01%
24 ATWOOD & PALMER INC 350 16,000 0.01%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 213 10,000 0.01%
26 First Horizon Advisors, Inc. 193 8,000 0.01%
27 Tower Research Capital LLC (TRC) 153 7,000 0.00%
28 IFP ADVISORS, INC 140 6,000 0.00%
29 US BANCORP \DE\ 129 6,000 0.00%
30 GENEOS WEALTH MANAGEMENT INC. 100 4,000 0.00%
31 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.