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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 26 Institutional holders with a total value of $28,295,587.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 324,011 15,419,000 54.49%
2 JANE STREET GROUP, LLC 50,001 2,380,000 8.41%
3 SG Americas Securities, LLC 33,635 1,601,000 5.66%
4 SignalPoint Asset Management, LLC 33,120 1,576,000 5.57%
5 BANK OF AMERICA CORP /DE/ 26,363 1,255,000 4.44%
6 ROYAL BANK OF CANADA 19,674 937,000 3.31%
7 UBS Group AG 18,005 857,000 3.03%
8 RISK PARADIGM GROUP, LLC 17,796 846,911 2.99%
9 WAYNE HUMMER INVESTMENTS L.L.C. 15,273 727,000 2.57%
10 ENVESTNET ASSET MANAGEMENT INC 14,262 678,000 2.40%
11 OLD MISSION CAPITAL, LLC 11,156 531,000 1.88%
12 WELLS FARGO & COMPANY/MN 9,953 474,000 1.68%
13 ADVISOR GROUP, INC. 8,113 386,000 1.36%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 4,636 221,000 0.78%
15 FLOW TRADERS U.S. LLC 3,444 164,000 0.58%
16 RPG FAMILY WEALTH ADVISORY, LLC 1,296 61,676 0.22%
17 WFG Advisors, LP 1,163 55,000 0.19%
18 Creative Planning 850 40,000 0.14%
19 CITIGROUP INC 465 22,000 0.08%
20 MSI Financial Services Inc 315 15,000 0.05%
21 AlphaMark Advisors, LLC 300 14,000 0.05%
22 IFP ADVISORS, INC 255 12,000 0.04%
23 BENJAMIN F. EDWARDS & COMPANY, INC. 259 12,000 0.04%
24 First Horizon Advisors, Inc. 193 9,000 0.03%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 37 2,000 0.01%
26 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.