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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 34 Institutional holders with a total value of $69,089,298.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 703,370 33,171,000 48.01%
2 UBS Group AG 206,194 9,724,000 14.07%
3 BANK OF AMERICA CORP /DE/ 98,807 4,660,000 6.74%
4 STIFEL FINANCIAL CORP 892 4,211,000 6.10%
5 SignalPoint Asset Management, LLC 44,239 2,086,000 3.02%
6 JANE STREET GROUP, LLC 43,879 2,069,000 2.99%
7 RISK PARADIGM GROUP, LLC 39,807 1,877,298 2.72%
8 Institute for Wealth Management, LLC. 37,451 1,766,000 2.56%
9 SG Americas Securities, LLC 35,637 1,681,000 2.43%
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,866 1,597,000 2.31%
11 FLOW TRADERS U.S. LLC 27,853 1,314,000 1.90%
12 ENVESTNET ASSET MANAGEMENT INC 22,438 1,058,000 1.53%
13 WELLS FARGO & COMPANY/MN 18,711 882,000 1.28%
14 CITADEL ADVISORS LLC 13,399 632,000 0.91%
15 RAYMOND JAMES & ASSOCIATES 11,978 565,000 0.82%
16 ROYAL BANK OF CANADA 11,092 523,000 0.76%
17 AMERICAN INTERNATIONAL GROUP, INC. 6,614 312,000 0.45%
18 Cambridge Investment Research Advisors, Inc. 5,783 273,000 0.40%
19 LPL Financial LLC 5,460 256,000 0.37%
20 GOLDMAN SACHS GROUP INC 4,541 214,000 0.31%
21 MSI Financial Services Inc 1,285 61,000 0.09%
22 Transamerica Financial Advisors, LLC 800 38,000 0.06%
23 Creative Planning 450 21,000 0.03%
24 CITIGROUP INC 407 19,000 0.03%
25 GUPTA WEALTH MANAGEMENT LLC 400 19,000 0.03%
26 LADENBURG THALMANN FINANCIAL SERVICES INC. 309 15,000 0.02%
27 US BANCORP \DE\ 278 13,000 0.02%
28 First Horizon Advisors, Inc. 193 9,000 0.01%
29 Johnson Financial Group, Inc. 139 7,000 0.01%
30 IFP ADVISORS, INC 140 7,000 0.01%
31 AUSDAL FINANCIAL PARTNERS, INC. 130 6,000 0.01%
32 Tower Research Capital LLC (TRC) 34 2,000 0.00%
33 KALOS MANAGEMENT, INC. 1,320 1,000 0.00% PRN
34 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.