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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 55 Institutional holders with a total value of $498,335,105.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Whitnell & Co. 71 2,000 0.00%
2 PNC FINANCIAL SERVICES GROUP, INC. 75 2,000 0.00%
3 WFG Advisors, LP 170 5,000 0.00%
4 FineMark National Bank & Trust 179 6,000 0.00%
5 BANK OF MONTREAL /CAN/ 257 8,000 0.00%
6 Shamrock Asset Management LLC 504 16,000 0.00%
7 SIGNATUREFD, LLC 541 17,000 0.00%
8 Strategic Capital Alternatives LLC 591 18,000 0.00%
9 FIFTH THIRD BANCORP 1,464 45,000 0.01%
10 SECURITY NATIONAL TRUST CO 1,540 47,000 0.01%
11 NEXT Financial Group, Inc 1,600 49,000 0.01%
12 FNY Managed Accounts LLC 3,000 92,280 0.02%
13 PRIVATE TRUST CO NA 3,633 112,000 0.02%
14 CITIGROUP INC 4,388 135,000 0.03%
15 REGIONS FINANCIAL CORP 7,267 223,000 0.04%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,800 240,000 0.05% Call
17 GOLDMAN SACHS GROUP INC 8,752 269,000 0.05%
18 WEDBUSH SECURITIES INC 9,132 281,000 0.06%
19 COMERICA SECURITIES INC 9,547 294,000 0.06%
20 Ashfield Capital Partners, LLC 9,795 301,000 0.06%
21 Cambridge Investment Research Advisors, Inc. 12,543 386,000 0.08%
22 AMERIPRISE FINANCIAL INC 13,245 407,000 0.08%
23 OPPENHEIMER & CO INC 13,662 420,000 0.08%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 14,192 437,000 0.09%
25 Prospera Financial Services Inc 18,100 557,000 0.11%
26 FLOW TRADERS U.S. LLC 18,225 561,000 0.11%
27 Winslow, Evans & Crocker, Inc. 22,096 679,644 0.14%
28 SignalPoint Asset Management, LLC 22,442 690,000 0.14%
29 HL FINANCIAL SERVICES LLC 24,129 742,000 0.15%
30 First Allied Advisory Services, Inc. 31,303 961,000 0.19%
31 MSI Financial Services Inc 32,569 1,002,000 0.20%
32 AMERICAN INTERNATIONAL GROUP, INC. 34,441 1,059,405 0.21%
33 D.A. DAVIDSON & CO. 41,102 1,264,000 0.25%
34 First Heartland Consultants, Inc. 49,070 1,509,000 0.30%
35 ENVESTNET ASSET MANAGEMENT INC 53,666 1,651,000 0.33%
36 STEPHENS INC /AR/ 60,365 1,857,000 0.37%
37 Janney Montgomery Scott LLC 61,566 1,893,776 0.38%
38 Cetera Advisors LLC 66,114 2,036,000 0.41%
39 STIFEL FINANCIAL CORP 66,970 2,060,000 0.41%
40 JANE STREET GROUP, LLC 68,898 2,119,000 0.43%
41 Placemark Investments, Inc. 72,442 2,227,000 0.45%
42 JPMORGAN CHASE & CO 77,490 2,384,000 0.48%
43 Beaumont Financial Partners, LLC 102,932 3,166,000 0.64%
44 ROYAL BANK OF CANADA 188,453 5,797,000 1.16%
45 Robert W. Baird & Co. Inc 212,441 6,535,000 1.31% SH
46 BB&T SECURITIES, LLC 22,921 7,050,000 1.41%
47 LPL Financial LLC 305,987 9,287,000 1.86%
48 RAYMOND JAMES & ASSOCIATES 348,557 10,722,000 2.15%
49 SG Americas Securities, LLC 469,716 14,448,000 2.90%
50 BANK OF AMERICA CORP /DE/ 572,269 17,603,000 3.53%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.