| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | F-Squared Investment Management, LLC | 8,678,149 | 206,193,000 | 64.93% | ||
| 2 | WELLS FARGO & COMPANY/MN | 982,607 | 23,347,000 | 7.35% | ||
| 3 | MORGAN STANLEY | 788,171 | 18,727,000 | 5.90% | ||
| 4 | UBS AG | 495,915 | 11,783,000 | 3.71% | ||
| 5 | ROYAL BANK OF CANADA | 370,442 | 8,802,000 | 2.77% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 348,661 | 8,284,000 | 2.61% | ||
| 7 | JANE STREET GROUP, LLC | 300,389 | 7,137,000 | 2.25% | ||
| 8 | SUSQUEHANNA INTERNATIONAL GROUP, LLP | 235,496 | 5,595,000 | 1.76% | ||
| 9 | HL FINANCIAL SERVICES LLC | 194,510 | 4,622,000 | 1.46% | ||
| 10 | CREDIT SUISSE AG/ | 132,337 | 3,144,000 | 0.99% | ||
| 11 | Placemark Investments, Inc. | 92,207 | 2,190,000 | 0.69% | ||
| 12 | BB&T SECURITIES, LLC | 9,162 | 2,176,000 | 0.69% | ||
| 13 | ENVESTNET ASSET MANAGEMENT INC | 89,606 | 2,129,000 | 0.67% | ||
| 14 | VSR Financial Services, Inc. | 77,815 | 1,849,000 | 0.58% | ||
| 15 | LPL Financial LLC | 71,204 | 1,658,000 | 0.52% | ||
| 16 | Robert W. Baird & Co. Inc | 69,521 | 1,652,000 | 0.52% | SH | |
| 17 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 44,673 | 1,061,000 | 0.33% | ||
| 18 | RAYMOND JAMES & ASSOCIATES | 43,559 | 1,035,000 | 0.33% | ||
| 19 | IFC Holdings Incorporated/FL | 39,817 | 944,000 | 0.30% | ||
| 20 | GOLDMAN SACHS GROUP INC | 37,694 | 896,000 | 0.28% | ||
| 21 | SignalPoint Asset Management, LLC | 24,958 | 593,000 | 0.19% | ||
| 22 | COMERICA SECURITIES INC | 24,695 | 587,000 | 0.18% | ||
| 23 | Winslow, Evans & Crocker, Inc. | 19,732 | 468,812 | 0.15% | ||
| 24 | Commonwealth Equity Services, Inc | 18,885 | 449,000 | 0.14% | ||
| 25 | First Heartland Consultants, Inc. | 17,450 | 415,000 | 0.13% | ||
| 26 | D.A. DAVIDSON & CO. | 11,030 | 262,000 | 0.08% | ||
| 27 | Janney Montgomery Scott LLC | 9,935 | 236,056 | 0.07% | ||
| 28 | ASSETMARK, INC | 9,566 | 227,000 | 0.07% | ||
| 29 | M&T BANK CORP | 9,508 | 226,000 | 0.07% | ||
| 30 | Cambridge Investment Research Advisors, Inc. | 9,447 | 224,000 | 0.07% | ||
| 31 | AMERIPRISE FINANCIAL INC | 8,138 | 193,000 | 0.06% | ||
| 32 | AMERICAN INTERNATIONAL GROUP, INC. | 6,536 | 155,295 | 0.05% | ||
| 33 | WFG Advisors, LP | 5,501 | 131,000 | 0.04% | ||
| 34 | MSI Financial Services Inc | 3,065 | 73,000 | 0.02% | ||
| 35 | CITIGROUP INC | 1,460 | 35,000 | 0.01% | ||
| 36 | Creative Planning | 1,000 | 24,000 | 0.01% | ||
| 37 | Strategic Capital Alternatives LLC | 735 | 17,000 | 0.01% | ||
| 38 | Ground Swell Capital, LLC | 665 | 16,000 | 0.01% | ||
| 39 | Shamrock Asset Management LLC | 636 | 15,000 | 0.00% | ||
| 40 | THRIVENT FINANCIAL FOR LUTHERANS | 150 | 4,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
