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FIRST TR EXCH TRD ALPHDX FD
FIRST TR EXCH TRD ALPHDX FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 41 Institutional holders with a total value of $61,192,676.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 862,758 15,539,000 25.39%
2 WELLS FARGO & COMPANY/MN 553,924 9,976,000 16.30%
3 Raymond James Financial Services Advisors, Inc. 351,443 6,329,000 10.34%
4 ROYAL BANK OF CANADA 226,289 4,075,000 6.66%
5 HL FINANCIAL SERVICES LLC 176,692 3,182,000 5.20%
6 BANK OF AMERICA CORP /DE/ 162,517 2,927,000 4.78%
7 SignalPoint Asset Management, LLC 122,464 2,206,000 3.61%
8 JANE STREET GROUP, LLC 111,324 2,005,000 3.28%
9 GOLDMAN SACHS GROUP INC 102,072 1,838,000 3.00%
10 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 101,841 1,834,000 3.00%
11 UBS Group AG 66,023 1,189,000 1.94%
12 LADENBURG THALMANN FINANCIAL SERVICES INC. 64,546 1,162,000 1.90%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 64,289 1,158,000 1.89%
14 OLD MISSION CAPITAL LLC 62,613 1,128,000 1.84%
15 LPL Financial LLC 51,708 984,000 1.61%
16 Commonwealth Equity Services, Inc 42,714 769,000 1.26%
17 ENVESTNET ASSET MANAGEMENT INC 39,838 717,000 1.17%
18 Frontier Wealth Management LLC 38,319 690,000 1.13%
19 Freedom Investment Management, Inc. 30,912 552,000 0.90%
20 CITADEL ADVISORS LLC 22,464 405,000 0.66%
21 STIFEL FINANCIAL CORP 20,893 376,000 0.61%
22 IFC Holdings Incorporated/FL 16,595 295,000 0.48%
23 AMERIPRISE FINANCIAL INC 14,253 257,000 0.42%
24 Chicago Partners Investment Group LLC 13,598 245,000 0.40%
25 RAYMOND JAMES & ASSOCIATES 13,309 240,000 0.39%
26 D.A. DAVIDSON & CO. 11,790 212,000 0.35%
27 SUNTRUST BANKS INC 10,866 195,000 0.32%
28 Transamerica Financial Advisors, LLC 7,640 138,000 0.23%
29 WFG Advisors, LP 7,542 136,000 0.22%
30 Winslow, Evans & Crocker, Inc. 6,590 118,676 0.19%
31 Creative Planning 3,375 61,000 0.10%
32 MSI Financial Services Inc 3,234 58,000 0.09%
33 AMERICAN INTERNATIONAL GROUP, INC. 2,953 53,000 0.09%
34 PNC FINANCIAL SERVICES GROUP, INC. 2,211 40,000 0.07%
35 CITIGROUP INC 2,068 37,000 0.06%
36 Burt Wealth Advisors 1,197 21,000 0.03%
37 Formidable Asset Management, LLC 850 15,000 0.02%
38 CWM, LLC 804 14,000 0.02%
39 Brookstone Capital Management 486 9,000 0.01%
40 Johnson Financial Group, Inc. 377 7,000 0.01%
41 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.