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FIRST TR EXCH TRD ALPHDX FD
FIRST TR EXCH TRD ALPHDX FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 46 Institutional holders with a total value of $76,110,687.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 779,738 16,180,000 21.26%
2 WELLS FARGO & COMPANY/MN 758,921 15,747,000 20.69%
3 BANK OF AMERICA CORP /DE/ 512,528 10,635,000 13.97%
4 HL FINANCIAL SERVICES LLC 348,331 7,228,000 9.50%
5 UBS Group AG 157,980 3,278,000 4.31%
6 ROYAL BANK OF CANADA 154,095 3,198,000 4.20%
7 BSC PRIVATE WEALTH MANAGEMENT, LLC 121,154 2,500,000 3.28%
8 OLD MISSION CAPITAL LLC 97,424 2,022,000 2.66%
9 SignalPoint Asset Management, LLC 79,726 1,654,000 2.17%
10 LPL Financial LLC 77,943 1,608,000 2.11%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 62,229 1,293,000 1.70%
12 BAIRD FINANCIAL GROUP, INC. 52,497 1,089,000 1.43%
13 HighTower Advisors, LLC 40,518 841,000 1.10%
14 JPMORGAN CHASE & CO 36,775 765,000 1.01%
15 Commonwealth Equity Services, Inc 34,001 706,000 0.93%
16 RISK PARADIGM GROUP, LLC 33,271 690,373 0.91%
17 AMERIPRISE FINANCIAL INC 29,919 621,000 0.82%
18 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 29,024 602,000 0.79%
19 ENVESTNET ASSET MANAGEMENT INC 28,943 601,000 0.79%
20 Frontier Wealth Management LLC 24,699 513,000 0.67%
21 Jaffetilchin Investment Partners, LLC 23,752 493,000 0.65%
22 RAYMOND JAMES & ASSOCIATES 18,606 386,000 0.51%
23 STIFEL FINANCIAL CORP 18,483 381,000 0.50%
24 Janney Montgomery Scott LLC 16,285 338,000 0.44%
25 M&T BANK CORP 15,571 323,000 0.42%
26 CORNERSTONE WEALTH MANAGEMENT, LLC 15,226 315,000 0.41%
27 NAVELLIER & ASSOCIATES INC 13,019 270,000 0.35%
28 WFG Advisors, LP 12,848 267,000 0.35%
29 Raymond James Financial Services Advisors, Inc. 12,743 264,000 0.35%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 11,856 246,000 0.32%
31 SUNTRUST BANKS INC 11,699 231,000 0.30%
32 D.A. DAVIDSON & CO. 9,500 197,000 0.26%
33 MSI Financial Services Inc 7,614 158,000 0.21%
34 Chicago Partners Investment Group LLC 7,545 157,000 0.21%
35 CITIGROUP INC 3,595 75,000 0.10%
36 Winslow, Evans & Crocker, Inc. 3,486 72,314 0.10%
37 PNC FINANCIAL SERVICES GROUP, INC. 2,102 44,000 0.06%
38 IFP ADVISORS, INC 1,839 38,000 0.05%
39 ADVISOR GROUP, INC. 1,278 26,000 0.03%
40 Burt Wealth Advisors 1,197 24,000 0.03%
41 MANUFACTURERS LIFE INSURANCE COMPANY, THE 500 10,000 0.01%
42 FLOW TRADERS U.S. LLC 500 10,000 0.01%
43 Creative Planning 375 8,000 0.01%
44 US BANCORP \DE\ 158 3,000 0.00%
45 GENEOS WEALTH MANAGEMENT INC. 190 3,000 0.00%
46 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.