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FIRST TR EXCH TRD ALPHDX FD
FIRST TR EXCH TRD ALPHDX FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 43 Institutional holders with a total value of $56,980,326.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 743,198 14,269,000 25.04%
2 BANK OF AMERICA CORP /DE/ 509,014 9,773,000 17.15%
3 WELLS FARGO & COMPANY/MN 471,794 9,059,000 15.90%
4 HL FINANCIAL SERVICES LLC 201,212 3,863,000 6.78%
5 ROYAL BANK OF CANADA 134,269 2,578,000 4.52%
6 BSC PRIVATE WEALTH MANAGEMENT, LLC 118,316 2,254,000 3.96%
7 UBS Group AG 90,407 1,736,000 3.05%
8 SignalPoint Asset Management, LLC 63,501 1,219,000 2.14%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 62,478 1,199,000 2.10%
10 BAIRD FINANCIAL GROUP, INC. 51,798 995,000 1.75%
11 Raymond James Financial Services Advisors, Inc. 50,247 965,000 1.69%
12 LPL Financial LLC 49,057 935,000 1.64%
13 ENVESTNET ASSET MANAGEMENT INC 38,399 737,000 1.29%
14 FLOW TRADERS U.S. LLC 36,615 705,000 1.24%
15 JANE STREET GROUP, LLC 35,240 677,000 1.19%
16 Commonwealth Equity Services, Inc 34,888 670,000 1.18%
17 STIFEL FINANCIAL CORP 31,286 601,000 1.05%
18 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 29,004 557,000 0.98%
19 AMERIPRISE FINANCIAL INC 28,929 555,000 0.97%
20 OLD MISSION CAPITAL LLC 25,889 497,000 0.87%
21 RAYMOND JAMES & ASSOCIATES 24,628 473,000 0.83%
22 Frontier Wealth Management LLC 22,362 429,000 0.75%
23 Jaffetilchin Investment Partners, LLC 16,709 321,000 0.56%
24 SUNTRUST BANKS INC 15,094 298,000 0.52%
25 HighTower Advisors, LLC 15,323 295,000 0.52%
26 WFG Advisors, LP 11,110 213,000 0.37%
27 VSR Financial Services, Inc. 10,698 205,000 0.36%
28 D.A. DAVIDSON & CO. 10,450 200,000 0.35%
29 Chicago Partners Investment Group LLC 7,545 145,000 0.25%
30 MSI Financial Services Inc 6,694 129,000 0.23%
31 FIFTH THIRD BANCORP 5,011 96,000 0.17%
32 Winslow, Evans & Crocker, Inc. 4,756 91,296 0.16%
33 CITIGROUP INC 3,313 64,000 0.11%
34 PNC FINANCIAL SERVICES GROUP, INC. 2,119 41,000 0.07%
35 IFP ADVISORS, INC 1,970 38,000 0.07%
36 ADVISOR GROUP, INC. 1,475 27,000 0.05%
37 WOLVERINE TRADING LP /BD 1,316 25,030 0.04%
38 Burt Wealth Advisors 1,197 22,000 0.04%
39 MANUFACTURERS LIFE INSURANCE COMPANY, THE 500 10,000 0.02%
40 Creative Planning 375 7,000 0.01%
41 SEI INVESTMENTS CO 189 4,000 0.01%
42 GENEOS WEALTH MANAGEMENT INC. 190 3,000 0.01%
43 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.