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FIRST TR EXCH TRD ALPHDX FD
FIRST TR EXCH TRD ALPHDX FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 46 Institutional holders with a total value of $58,439,422.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 783,093 15,074,000 25.79%
2 WELLS FARGO & COMPANY/MN 446,354 8,592,000 14.70%
3 ROYAL BANK OF CANADA 240,041 4,621,000 7.91%
4 HL FINANCIAL SERVICES LLC 199,028 3,831,000 6.56%
5 BANK OF AMERICA CORP /DE/ 147,414 2,838,000 4.86%
6 LPL Financial LLC 145,244 2,704,000 4.63%
7 Raymond James Financial Services Advisors, Inc. 135,927 2,617,000 4.48%
8 RISK PARADIGM GROUP, LLC 101,776 1,959,188 3.35%
9 OLD MISSION CAPITAL LLC 101,742 1,959,000 3.35%
10 CITADEL ADVISORS LLC 83,035 1,595,000 2.73%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 79,688 1,534,000 2.62%
12 SignalPoint Asset Management, LLC 64,735 1,246,000 2.13%
13 BAIRD FINANCIAL GROUP, INC. 53,017 1,021,000 1.75%
14 UBS Group AG 49,019 944,000 1.62%
15 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 41,044 790,000 1.35%
16 AMERIPRISE FINANCIAL INC 38,572 743,000 1.27%
17 ENVESTNET ASSET MANAGEMENT INC 37,016 713,000 1.22%
18 Commonwealth Equity Services, Inc 36,959 711,000 1.22%
19 IFC Holdings Incorporated/FL 31,330 601,000 1.03%
20 GOLDMAN SACHS GROUP INC 26,944 519,000 0.89%
21 FLOW TRADERS U.S. LLC 22,681 436,000 0.75%
22 Frontier Wealth Management LLC 22,362 430,000 0.74%
23 STIFEL FINANCIAL CORP 22,261 428,000 0.73%
24 JANE STREET GROUP, LLC 19,156 369,000 0.63%
25 SUNTRUST BANKS INC 15,076 297,000 0.51%
26 HighTower Advisors, LLC 15,240 294,000 0.50%
27 SII INVESTMENTS INC/WI 13,058 251,000 0.43%
28 D.A. DAVIDSON & CO. 11,290 217,000 0.37%
29 VSR Financial Services, Inc. 10,679 206,000 0.35%
30 WFG Advisors, LP 7,562 146,000 0.25%
31 Chicago Partners Investment Group LLC 7,545 145,000 0.25%
32 MSI Financial Services Inc 7,344 141,000 0.24%
33 Winslow, Evans & Crocker, Inc. 5,155 99,234 0.17%
34 FIFTH THIRD BANCORP 5,011 96,000 0.16%
35 CITIGROUP INC 3,001 58,000 0.10%
36 AMERICAN INTERNATIONAL GROUP, INC. 2,424 47,000 0.08%
37 PNC FINANCIAL SERVICES GROUP, INC. 2,213 43,000 0.07%
38 IFP ADVISORS, INC 1,979 38,000 0.07%
39 Burt Wealth Advisors 1,197 23,000 0.04%
40 Tower Research Capital LLC (TRC) 934 18,000 0.03%
41 MANUFACTURERS LIFE INSURANCE COMPANY, THE 916 18,000 0.03%
42 Formidable Asset Management, LLC 775 14,000 0.02%
43 Creative Planning 375 7,000 0.01%
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 175 3,000 0.01%
45 GENEOS WEALTH MANAGEMENT INC. 190 3,000 0.01%
46 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.