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FIRST TR EXCH TRD ALPHDX FD
FIRST TR EXCH TRD ALPHDX FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 41 Institutional holders with a total value of $65,653,292.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Tower Research Capital LLC (TRC) 327 6,000 0.01%
3 Creative Planning 375 7,000 0.01%
4 Johnson Financial Group, Inc. 377 7,000 0.01%
5 Formidable Asset Management, LLC 850 14,000 0.02%
6 IFP ADVISORS, INC 2,013 36,000 0.05%
7 PNC FINANCIAL SERVICES GROUP, INC. 2,213 40,000 0.06%
8 CITIGROUP INC 3,017 55,000 0.08%
9 AMERICAN INTERNATIONAL GROUP, INC. 3,235 58,000 0.09%
10 MSI Financial Services Inc 3,308 59,000 0.09%
11 Winslow, Evans & Crocker, Inc. 5,916 106,292 0.16%
12 WFG Advisors, LP 7,503 135,000 0.21%
13 Chicago Partners Investment Group LLC 7,545 136,000 0.21%
14 Transamerica Financial Advisors, LLC 8,490 153,000 0.23%
15 VSR Financial Services, Inc. 10,168 183,000 0.28%
16 D.A. DAVIDSON & CO. 10,590 190,000 0.29%
17 COMERICA SECURITIES INC 13,981 251,000 0.38%
18 HighTower Advisors, LLC 15,240 275,000 0.42%
19 SUNTRUST BANKS INC 14,511 286,000 0.44%
20 Frontier Wealth Management LLC 24,476 440,000 0.67%
21 IFC Holdings Incorporated/FL 25,506 457,000 0.70%
22 Commonwealth Equity Services, Inc 40,439 727,000 1.11%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 40,489 727,000 1.11%
24 ENVESTNET ASSET MANAGEMENT INC 41,633 748,000 1.14%
25 AMERIPRISE FINANCIAL INC 46,258 831,000 1.27%
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 48,884 882,000 1.34%
27 GOLDMAN SACHS GROUP INC 59,211 1,064,000 1.62%
28 BAIRD FINANCIAL GROUP, INC. 59,303 1,066,000 1.62%
29 FLOW TRADERS U.S. LLC 64,789 1,169,000 1.78%
30 UBS Group AG 65,424 1,176,000 1.79%
31 SignalPoint Asset Management, LLC 87,859 1,579,000 2.41%
32 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 88,257 1,586,000 2.42%
33 LPL Financial LLC 150,211 2,638,000 4.02%
34 BANK OF AMERICA CORP /DE/ 168,515 3,028,000 4.61%
35 HL FINANCIAL SERVICES LLC 177,948 3,198,000 4.87%
36 CITADEL ADVISORS LLC 184,101 3,323,000 5.06%
37 STIFEL FINANCIAL CORP 3,757 4,588,000 6.99%
38 ROYAL BANK OF CANADA 290,658 5,223,000 7.96%
39 Raymond James Financial Services Advisors, Inc. 380,324 6,834,000 10.41%
40 WELLS FARGO & COMPANY/MN 446,423 8,022,000 12.22%
41 MORGAN STANLEY 798,542 14,350,000 21.86%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.