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FIRST TR EXCH TRD ALPHDX FD
FIRST TR EXCH TRD ALPHDX FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 34 Institutional holders with a total value of $70,318,948.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 425,888 21,588,000 30.70%
2 WELLS FARGO & COMPANY/MN 224,609 11,385,000 16.19%
3 UBS Group AG 199,251 10,100,000 14.36%
4 HL FINANCIAL SERVICES LLC 88,042 4,463,000 6.35%
5 Robert W. Baird & Co. Inc 78,417 3,975,000 5.65%
6 BANK OF AMERICA CORP /DE/ 52,498 2,661,000 3.78%
7 First Allied Advisory Services, Inc. 42,169 2,135,000 3.04%
8 LPL Financial LLC 40,158 2,036,000 2.90%
9 VSR Financial Services, Inc. 32,816 1,663,000 2.36%
10 IFC Holdings Incorporated/FL 25,693 1,310,000 1.86%
11 ROYAL BANK OF CANADA 24,988 1,267,000 1.80%
12 STIFEL FINANCIAL CORP 23,466 1,189,000 1.69%
13 RISK PARADIGM GROUP, LLC 18,558 940,686 1.34%
14 D.A. DAVIDSON & CO. 17,019 862,000 1.23%
15 AMERIPRISE FINANCIAL INC 16,951 859,000 1.22%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,441 681,000 0.97%
17 COMERICA SECURITIES INC 8,843 448,000 0.64%
18 Cambridge Investment Research Advisors, Inc. 7,529 382,000 0.54%
19 Winslow, Evans & Crocker, Inc. 6,756 342,406 0.49%
20 JPMORGAN CHASE & CO 6,096 309,000 0.44%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,974 303,000 0.43%
22 NAVELLIER & ASSOCIATES INC 5,592 283,000 0.40%
23 Commonwealth Equity Services, Inc 5,490 278,000 0.40%
24 SG Americas Securities, LLC 4,376 222,000 0.32%
25 Frontier Wealth Management LLC 4,356 221,000 0.31%
26 Chicago Partners Investment Group LLC 3,972 188,000 0.27%
27 AMERICAN INTERNATIONAL GROUP, INC. 2,669 135,289 0.19%
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 578 29,000 0.04%
29 WFG Advisors, LP 504 26,000 0.04%
30 PNC FINANCIAL SERVICES GROUP, INC. 423 21,000 0.03%
31 Simplicity Solutions, LLC 169 8,567 0.01%
32 BENJAMIN F. EDWARDS & COMPANY, INC. 78 4,000 0.01%
33 MSI Financial Services Inc 74 4,000 0.01%
34 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.