Dark
Light
System
Security
FIRST TR EXCH TRD ALPHDX FD
FIRST TR EXCH TRD ALPHDX FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 42 Institutional holders with a total value of $89,221,192.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 WELLS FARGO & COMPANY/MN 445,312 20,698,000 23.20%
2 MORGAN STANLEY 415,090 19,294,000 21.62%
3 BAIRD FINANCIAL GROUP, INC. 153,684 7,143,000 8.01%
4 UBS Group AG 139,588 6,488,000 7.27%
5 First Horizon Advisors, Inc. 109,636 5,043,000 5.65%
6 HL FINANCIAL SERVICES LLC 106,061 4,930,000 5.53%
7 SG Americas Securities, LLC 58,849 2,735,000 3.07%
8 LPL Financial LLC 56,261 2,527,000 2.83%
9 First Allied Advisory Services, Inc. 43,453 2,022,000 2.27%
10 AMERIPRISE FINANCIAL INC 42,808 1,973,000 2.21%
11 RISK PARADIGM GROUP, LLC 40,173 1,867,241 2.09%
12 ROYAL BANK OF CANADA 36,536 1,699,000 1.90%
13 BANK OF AMERICA CORP /DE/ 35,428 1,647,000 1.85%
14 JANE STREET GROUP, LLC 34,512 1,604,000 1.80%
15 D.A. DAVIDSON & CO. 23,925 1,112,000 1.25%
16 AMERICAN INTERNATIONAL GROUP, INC. 18,050 839,000 0.94%
17 Frontier Wealth Management LLC 16,554 769,000 0.86%
18 ENVESTNET ASSET MANAGEMENT INC 16,537 769,000 0.86%
19 IFC Holdings Incorporated/FL 15,768 722,000 0.81%
20 RAYMOND JAMES & ASSOCIATES 14,848 690,000 0.77%
21 MSI Financial Services Inc 13,917 647,000 0.73%
22 STIFEL FINANCIAL CORP 10,040 467,000 0.52%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,856 458,000 0.51%
24 VSR Financial Services, Inc. 8,556 398,000 0.45%
25 Winslow, Evans & Crocker, Inc. 6,690 310,951 0.35%
26 CITADEL ADVISORS LLC 6,262 291,000 0.33%
27 SII INVESTMENTS INC/WI 6,150 286,000 0.32%
28 Janney Montgomery Scott LLC 6,000 279,000 0.31%
29 Commonwealth Equity Services, Inc 5,539 257,000 0.29%
30 LVZ, Inc. 5,341 248,000 0.28%
31 USCA RIA LLC 9,712 209,000 0.23%
32 GFS Advisors, LLC 9,712 209,000 0.23%
33 CITIGROUP INC 3,378 157,000 0.18%
34 IFP ADVISORS, INC 2,764 128,000 0.14%
35 WFG Advisors, LP 1,876 87,000 0.10%
36 FIFTH THIRD BANCORP 1,812 84,000 0.09%
37 Chicago Partners Investment Group LLC 1,119 52,000 0.06%
38 NEXT Financial Group, Inc 975 45,000 0.05%
39 PNC FINANCIAL SERVICES GROUP, INC. 418 19,000 0.02%
40 GENEOS WEALTH MANAGEMENT INC. 240 11,000 0.01%
41 Tower Research Capital LLC (TRC) 141 7,000 0.01%
42 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.