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FIRST TR EXCH TRD ALPHDX FD
FIRST TR EXCH TRD ALPHDX FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 31 Institutional holders with a total value of $66,741,494.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 375,013 19,901,000 29.82%
2 WELLS FARGO & COMPANY/MN 272,917 14,484,000 21.70%
3 UBS AG 199,694 10,598,000 15.88%
4 HL FINANCIAL SERVICES LLC 64,813 3,440,000 5.15%
5 Beaumont Financial Partners, LLC 42,299 2,244,000 3.36%
6 Robert W. Baird & Co. Inc 42,282 2,244,000 3.36%
7 ROYAL BANK OF CANADA 33,475 1,777,000 2.66%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 27,797 1,475,000 2.21%
9 LPL Financial LLC 27,197 1,443,000 2.16%
10 GOLDMAN SACHS GROUP INC 24,515 1,301,000 1.95%
11 IFC Holdings Incorporated/FL 23,213 1,232,000 1.85%
12 VSR Financial Services, Inc. 18,268 969,000 1.45%
13 ENVESTNET ASSET MANAGEMENT INC 14,784 785,000 1.18%
14 AMERIPRISE FINANCIAL INC 14,295 759,000 1.14%
15 D.A. DAVIDSON & CO. 12,935 686,000 1.03%
16 Regal Investment Advisors LLC 9,116 484,000 0.73%
17 BANK OF AMERICA CORP /DE/ 8,678 461,000 0.69%
18 COMERICA SECURITIES INC 8,600 456,000 0.68%
19 Winslow, Evans & Crocker, Inc. 7,375 391,391 0.59%
20 STIFEL FINANCIAL CORP 7,152 380,000 0.57%
21 Cambridge Investment Research Advisors, Inc. 7,017 372,000 0.56%
22 NAVELLIER & ASSOCIATES INC 5,483 291,000 0.44%
23 First Allied Advisory Services, Inc. 4,244 225,000 0.34%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,685 142,000 0.21%
25 AMERICAN INTERNATIONAL GROUP, INC. 1,076 57,103 0.09%
26 NEW ENGLAND SECURITIES CORP /MA/ 841 45,000 0.07%
27 US BANCORP \DE\ 651 35,000 0.05%
28 FIFTH THIRD BANCORP 572 30,000 0.04%
29 WFG Advisors, LP 400 21,000 0.03%
30 Madden Advisory Services, Inc. 182 10,000 0.01%
31 BENJAMIN F. EDWARDS & COMPANY, INC. 65 3,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.