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FIRST TR EXCH TRD ALPHDX FD
FIRST TR EXCH TRD ALPHDX FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 38 Institutional holders with a total value of $102,782,350.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 686,264 32,008,000 31.14%
2 WELLS FARGO & COMPANY/MN 278,783 13,002,000 12.65%
3 Raymond James Financial Services Advisors, Inc. 171,518 8,000,000 7.78%
4 UBS Group AG 154,389 7,201,000 7.01%
5 BAIRD FINANCIAL GROUP, INC. 151,107 7,048,000 6.86%
6 HL FINANCIAL SERVICES LLC 112,389 5,242,000 5.10%
7 LPL Financial LLC 98,630 4,528,000 4.41%
8 STIFEL FINANCIAL CORP 42,118 4,329,000 4.21%
9 First Allied Advisory Services, Inc. 74,200 3,463,000 3.37%
10 SG Americas Securities, LLC 58,849 2,746,000 2.67%
11 AMERIPRISE FINANCIAL INC 50,664 2,363,000 2.30%
12 BANK OF AMERICA CORP /DE/ 46,045 2,147,000 2.09%
13 ROYAL BANK OF CANADA 37,741 1,760,000 1.71%
14 D.A. DAVIDSON & CO. 21,397 997,000 0.97%
15 RAYMOND JAMES & ASSOCIATES 21,144 986,000 0.96%
16 IFC Holdings Incorporated/FL 16,841 784,000 0.76%
17 JANE STREET GROUP, LLC 14,809 691,000 0.67%
18 Frontier Wealth Management LLC 14,119 659,000 0.64%
19 AMERICAN INTERNATIONAL GROUP, INC. 12,507 583,000 0.57%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,404 485,000 0.47%
21 ENVESTNET ASSET MANAGEMENT INC 10,336 482,000 0.47%
22 COMERICA SECURITIES INC 9,959 464,000 0.45%
23 VSR Financial Services, Inc. 8,472 395,000 0.38%
24 Commonwealth Equity Services, Inc 8,225 384,000 0.37%
25 Cambridge Investment Research Advisors, Inc. 7,512 350,000 0.34%
26 Winslow, Evans & Crocker, Inc. 6,892 321,350 0.31%
27 Janney Montgomery Scott LLC 6,542 305,000 0.30%
28 LVZ, Inc. 5,170 241,000 0.23%
29 SII INVESTMENTS INC/WI 4,923 230,000 0.22%
30 IFP ADVISORS, INC 3,689 172,000 0.17%
31 CITIGROUP INC 3,331 155,000 0.15%
32 MSI Financial Services Inc 1,464 68,000 0.07%
33 WFG Advisors, LP 1,175 55,000 0.05%
34 Chicago Partners Investment Group LLC 1,119 52,000 0.05%
35 NEXT Financial Group, Inc 950 44,000 0.04%
36 PNC FINANCIAL SERVICES GROUP, INC. 496 23,000 0.02%
37 Tower Research Capital LLC (TRC) 407 19,000 0.02%
38 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.