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FIRST TR EXCH TRD ALPHDX FD
FIRST TR EXCH TRD ALPHDX FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 30 Institutional holders with a total value of $59,798,425.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 308,688 14,610,000 24.43%
2 WELLS FARGO & COMPANY/MN 245,500 11,620,000 19.43%
3 UBS Group AG 143,452 6,790,000 11.35%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 84,678 4,008,000 6.70%
5 Robert W. Baird & Co. Inc 71,397 3,379,000 5.65%
6 HL FINANCIAL SERVICES LLC 65,042 3,078,000 5.15%
7 LPL Financial LLC 40,244 1,905,000 3.19%
8 ROYAL BANK OF CANADA 36,992 1,750,000 2.93%
9 JPMORGAN CHASE & CO 35,104 1,661,000 2.78%
10 First Allied Advisory Services, Inc. 33,373 1,583,000 2.65%
11 BANK OF AMERICA CORP /DE/ 31,938 1,512,000 2.53%
12 IFC Holdings Incorporated/FL 26,208 1,262,000 2.11%
13 VSR Financial Services, Inc. 26,279 1,244,000 2.08%
14 D.A. DAVIDSON & CO. 15,701 743,000 1.24%
15 AMERIPRISE FINANCIAL INC 14,736 697,000 1.17%
16 STIFEL FINANCIAL CORP 12,742 603,000 1.01%
17 SG Americas Securities, LLC 11,801 559,000 0.93%
18 M&T BANK CORP 11,042 523,000 0.87%
19 COMERICA SECURITIES INC 8,540 404,000 0.68%
20 OLD MISSION CAPITAL LLC 8,174 387,000 0.65%
21 Cambridge Investment Research Advisors, Inc. 7,871 373,000 0.62%
22 Winslow, Evans & Crocker, Inc. 7,356 348,114 0.58%
23 NAVELLIER & ASSOCIATES INC 5,057 239,000 0.40%
24 Chicago Partners Investment Group LLC 4,179 198,000 0.33%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,716 176,000 0.29%
26 AMERICAN INTERNATIONAL GROUP, INC. 1,768 83,680 0.14%
27 WFG Advisors, LP 903 43,000 0.07%
28 Simplicity Solutions, LLC 288 13,631 0.02%
29 ENVESTNET ASSET MANAGEMENT INC 134 6,000 0.01%
30 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.