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FIRST TR EXCH TRD ALPHDX FD
FIRST TR EXCH TRD ALPHDX FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 43 Institutional holders with a total value of $77,962,160.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 510,996 23,057,000 29.57%
2 WELLS FARGO & COMPANY/MN 240,679 10,860,000 13.93%
3 UBS Group AG 130,804 5,902,000 7.57%
4 HL FINANCIAL SERVICES LLC 107,253 4,839,000 6.21%
5 BAIRD FINANCIAL GROUP, INC. 102,164 4,610,000 5.91%
6 OLD MISSION CAPITAL LLC 72,629 3,277,000 4.20%
7 SG Americas Securities, LLC 58,849 2,650,000 3.40%
8 SOCIETE GENERALE 58,849 2,650,000 3.40%
9 JANE STREET GROUP, LLC 56,181 2,535,000 3.25%
10 BANK OF AMERICA CORP /DE/ 38,063 1,718,000 2.20%
11 AMERIPRISE FINANCIAL INC 33,107 1,494,000 1.92%
12 ROYAL BANK OF CANADA 33,043 1,491,000 1.91%
13 SUSQUEHANNA INTERNATIONAL GROUP, LLP 30,736 1,384,000 1.78%
14 LPL Financial LLC 27,294 1,213,000 1.56%
15 D.A. DAVIDSON & CO. 24,599 1,109,000 1.42%
16 Raymond James Financial Services Advisors, Inc. 22,610 1,020,000 1.31%
17 RAYMOND JAMES & ASSOCIATES 22,579 1,019,000 1.31%
18 ENVESTNET ASSET MANAGEMENT INC 17,925 809,000 1.04%
19 Frontier Wealth Management LLC 16,124 728,000 0.93%
20 MSI Financial Services Inc 13,384 604,000 0.77%
21 Regal Investment Advisors LLC 13,016 587,000 0.75%
22 ADVISOR GROUP, INC. 12,142 546,000 0.70%
23 STIFEL FINANCIAL CORP 10,142 458,000 0.59%
24 Winslow, Evans & Crocker, Inc. 9,446 426,160 0.55%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 9,366 422,000 0.54%
26 VSR Financial Services, Inc. 8,636 390,000 0.50%
27 IFC Holdings Incorporated/FL 8,486 383,000 0.49%
28 Janney Montgomery Scott LLC 6,542 305,000 0.39%
29 Commonwealth Equity Services, Inc 5,949 268,000 0.34%
30 CITADEL ADVISORS LLC 5,708 257,000 0.33%
31 LVZ, Inc. 5,485 247,000 0.32%
32 CITIGROUP INC 4,181 188,000 0.24%
33 IFP ADVISORS, INC 3,337 151,000 0.19%
34 FIFTH THIRD BANCORP 1,812 82,000 0.11%
35 WFG Advisors, LP 1,780 80,000 0.10%
36 PNC FINANCIAL SERVICES GROUP, INC. 1,538 69,000 0.09%
37 Chicago Partners Investment Group LLC 1,119 50,000 0.06%
38 NEXT Financial Group, Inc 975 43,000 0.06%
39 First Horizon Advisors, Inc. 635 29,000 0.04%
40 GENEOS WEALTH MANAGEMENT INC. 240 10,000 0.01%
41 M&R CAPITAL MANAGEMENT INC 60 2,000 0.00%
42 Shamrock Asset Management LLC 0 0 0.00%
43 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.