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FIRST TR EXCH TRD ALPHDX FD
FIRST TR EXCH TRD ALPHDX FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 28 Institutional holders with a total value of $42,966,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 NEXT Financial Group, Inc 166 5,000 0.01%
3 Creative Planning 144 5,000 0.01%
4 Tower Research Capital LLC (TRC) 216 7,000 0.02%
5 SEI INVESTMENTS CO 204 7,000 0.02%
6 D.A. DAVIDSON & CO. 300 9,000 0.02%
7 ADVISOR GROUP, INC. 374 12,000 0.03%
8 UBS Group AG 361 12,000 0.03%
9 GENEOS WEALTH MANAGEMENT INC. 1,194 39,000 0.09%
10 FIFTH THIRD BANCORP 1,300 43,000 0.10%
11 MSI Financial Services Inc 2,221 73,000 0.17%
12 IFP ADVISORS, INC 3,897 128,000 0.30%
13 WFG Advisors, LP 4,667 153,000 0.36%
14 M&R CAPITAL MANAGEMENT INC 5,260 172,000 0.40%
15 ROYAL BANK OF CANADA 6,163 202,000 0.47%
16 SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,703 253,000 0.59%
17 Janney Montgomery Scott LLC 8,042 264,000 0.61%
18 Virtu KCG Holdings LLC 12,147 398,000 0.93%
19 Jaffetilchin Investment Partners, LLC 13,535 444,000 1.03%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 17,212 564,000 1.31%
21 BANK OF AMERICA CORP /DE/ 26,789 878,000 2.04%
22 Frontier Wealth Management LLC 31,876 1,045,000 2.43%
23 Atria Investments, Inc 34,152 1,120,000 2.61%
24 LPL Financial LLC 36,093 1,176,000 2.74%
25 RAYMOND JAMES & ASSOCIATES 59,642 1,956,000 4.55%
26 ENVESTNET ASSET MANAGEMENT INC 170,473 5,590,000 13.01%
27 MORGAN STANLEY 293,173 9,613,000 22.37%
28 3D ASSET MANAGEMENT, INC 573,299 18,798,000 43.75%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.