| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 599,482 | 29,842,000 | 33.83% | ||
| 2 | Beaumont Financial Partners, LLC | 180,854 | 9,003,000 | 10.21% | ||
| 3 | UBS AG | 116,465 | 5,798,000 | 6.57% | ||
| 4 | STIFEL FINANCIAL CORP | 109,960 | 5,474,000 | 6.21% | ||
| 5 | Bluefin Trading, LLC | 90,796 | 4,500,000 | 5.10% | ||
| 6 | Strategic Capital Group LLC | 86,360 | 4,299,000 | 4.87% | ||
| 7 | Janney Montgomery Scott LLC | 84,339 | 4,198,395 | 4.76% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 69,576 | 3,464,000 | 3.93% | ||
| 9 | BB&T SECURITIES, LLC | 5,800 | 2,887,000 | 3.27% | ||
| 10 | LPL Financial LLC | 53,544 | 2,665,000 | 3.02% | ||
| 11 | IFC Holdings Incorporated/FL | 51,639 | 2,566,000 | 2.91% | ||
| 12 | ROYAL BANK OF CANADA | 44,397 | 2,210,000 | 2.51% | ||
| 13 | SNS Financial Group, LLC | 34,403 | 1,713,000 | 1.94% | ||
| 14 | Freedom Investment Management, Inc. | 31,130 | 1,550,000 | 1.76% | ||
| 15 | Legacy Private Trust Co. | 29,504 | 1,469,000 | 1.67% | ||
| 16 | JANE STREET GROUP, LLC | 23,731 | 1,181,000 | 1.34% | ||
| 17 | Winslow, Evans & Crocker, Inc. | 21,270 | 1,058,820 | 1.20% | ||
| 18 | VSR Financial Services, Inc. | 17,616 | 877,000 | 0.99% | ||
| 19 | OPPENHEIMER & CO INC | 14,624 | 728,000 | 0.83% | ||
| 20 | Placemark Investments, Inc. | 11,837 | 590,000 | 0.67% | ||
| 21 | HL FINANCIAL SERVICES LLC | 5,720 | 285,000 | 0.32% | ||
| 22 | PRIVATE TRUST CO NA | 5,080 | 253,000 | 0.29% | ||
| 23 | IBERIABANK CORP | 4,700 | 234,000 | 0.27% | ||
| 24 | First Allied Advisory Services, Inc. | 4,449 | 219,000 | 0.25% | ||
| 25 | THOMASPARTNERS, INC. | 4,340 | 216,000 | 0.24% | ||
| 26 | MSI Financial Services Inc | 4,273 | 213,000 | 0.24% | ||
| 27 | BENJAMIN F. EDWARDS & COMPANY, INC. | 3,106 | 155,000 | 0.18% | ||
| 28 | AMERICAN INTERNATIONAL GROUP, INC. | 3,060 | 152,327 | 0.17% | ||
| 29 | Regal Investment Advisors LLC | 2,100 | 105,000 | 0.12% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 1,846 | 92,000 | 0.10% | ||
| 31 | DEUTSCHE BANK AG\ | 1,184 | 58,000 | 0.07% | ||
| 32 | Smithfield Trust Co | 700 | 35,000 | 0.04% | ||
| 33 | NEW ENGLAND SECURITIES CORP /MA/ | 690 | 34,000 | 0.04% | ||
| 34 | WFG Advisors, LP | 612 | 30,000 | 0.03% | ||
| 35 | Tower Research Capital LLC (TRC) | 472 | 23,000 | 0.03% | ||
| 36 | D.A. DAVIDSON & CO. | 450 | 22,000 | 0.02% | ||
| 37 | NEXT Financial Group, Inc | 100 | 5,000 | 0.01% | ||
| 38 | CITIGROUP INC | 51 | 3,000 | 0.00% | ||
| 39 | AMERIPRISE FINANCIAL INC | 70 | 3,000 | 0.00% | ||
| 40 | B. Riley Wealth Advisors, Inc. | 50 | 2,465 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
