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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 54 Institutional holders with a total value of $142,481,908.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 483,802 23,818,000 16.72%
2 MORGAN STANLEY 476,618 23,464,000 16.47%
3 UBS Group AG 462,512 22,769,000 15.98%
4 STIFEL FINANCIAL CORP 180,614 8,892,000 6.24%
5 LPL Financial LLC 175,346 8,638,000 6.06%
6 Beaumont Financial Partners, LLC 116,565 5,739,000 4.03%
7 Jaffetilchin Investment Partners, LLC 94,384 4,647,000 3.26%
8 Strategic Capital Alternatives LLC 90,841 4,472,000 3.14%
9 ROYAL BANK OF CANADA 90,344 4,448,000 3.12%
10 Janney Montgomery Scott LLC 87,349 4,300,000 3.02%
11 ALESCO ADVISORS LLC 79,883 3,933,000 2.76%
12 Argentus Capital Management, LLC 68,773 3,386,000 2.38%
13 Horizon Investments, LLC 40,415 1,990,000 1.40%
14 WESPAC Advisors, LLC 39,181 1,929,000 1.35%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,069 1,628,000 1.14%
16 BANK OF AMERICA CORP /DE/ 31,165 1,534,000 1.08%
17 Winslow, Evans & Crocker, Inc. 30,288 1,491,032 1.05%
18 Freedom Investment Management, Inc. 28,427 1,399,000 0.98%
19 Jefferies Group LLC 25,271 1,244,000 0.87%
20 Virtu KCG Holdings LLC 24,655 1,214,000 0.85%
21 ENVESTNET ASSET MANAGEMENT INC 23,637 1,164,000 0.82%
22 Sigma Planning Corp 21,133 1,040,000 0.73%
23 VSR Financial Services, Inc. 20,343 1,001,000 0.70%
24 IFC Holdings Incorporated/FL 18,648 921,000 0.65%
25 LVZ, Inc. 16,115 793,000 0.56%
26 OPPENHEIMER & CO INC 15,714 774,000 0.54%
27 RAYMOND JAMES & ASSOCIATES 15,619 769,000 0.54%
28 HL FINANCIAL SERVICES LLC 12,825 631,000 0.44%
29 Hilltop Holdings Inc. 10,406 512,000 0.36%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,189 502,000 0.35%
31 Commonwealth Equity Services, Inc 9,044 445,000 0.31%
32 ADVANTAGE INVESTMENT MANAGEMENT, LLC 8,730 430,000 0.30%
33 STRINGER ASSET MANAGEMENT, LLC 6,739 332,000 0.23%
34 MSI Financial Services Inc 5,301 261,000 0.18%
35 Cetera Advisors LLC 4,818 236,000 0.17%
36 Prospera Financial Services Inc 4,762 234,000 0.16%
37 NATIONAL PLANNING CORP 4,734 233,000 0.16%
38 Argent Trust Co 4,700 231,000 0.16%
39 AMERICAN INTERNATIONAL GROUP, INC. 4,548 223,876 0.16%
40 First Allied Advisory Services, Inc. 4,385 218,000 0.15%
41 BENJAMIN F. EDWARDS & COMPANY, INC. 3,748 185,000 0.13%
42 BANK OF MONTREAL /CAN/ 2,744 135,000 0.09%
43 Regal Investment Advisors LLC 1,750 86,000 0.06%
44 MANAGED ACCOUNT ADVISORS LLC 734 36,000 0.03%
45 Smithfield Trust Co 700 34,000 0.02%
46 WFG Advisors, LP 617 30,000 0.02%
47 WELLS FARGO & COMPANY/MN 489 24,000 0.02%
48 D.A. DAVIDSON & CO. 450 22,000 0.02%
49 US BANCORP \DE\ 419 21,000 0.01%
50 PNC FINANCIAL SERVICES GROUP, INC. 268 13,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.