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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 70 Institutional holders with a total value of $249,993,038.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UBS Group AG 1,147,842 53,800,000 21.52%
2 MORGAN STANLEY 1,071,405 50,217,000 20.09%
3 LPL Financial LLC 435,147 20,426,000 8.17%
4 WELLS FARGO & COMPANY/MN 330,069 15,470,000 6.19%
5 STIFEL FINANCIAL CORP 249,398 15,341,000 6.14%
6 BANK OF AMERICA CORP /DE/ 266,312 12,482,000 4.99%
7 ALESCO ADVISORS LLC 169,885 7,963,000 3.19%
8 Jaffetilchin Investment Partners, LLC 133,693 6,266,000 2.51%
9 VSR Financial Services, Inc. 123,419 5,785,000 2.31%
10 ROYAL BANK OF CANADA 108,747 5,097,000 2.04%
11 JANE STREET GROUP, LLC 103,034 4,829,000 1.93%
12 FIRST TRUST ADVISORS LP 99,052 4,643,000 1.86%
13 Beaumont Financial Partners, LLC 95,028 4,454,000 1.78%
14 Janney Montgomery Scott LLC 84,112 3,942,000 1.58%
15 Advisory Services Network, LLC 75,240 3,527,000 1.41%
16 ENVESTNET ASSET MANAGEMENT INC 68,832 3,226,000 1.29%
17 Raymond James Financial Services Advisors, Inc. 63,966 2,998,000 1.20%
18 B. Riley Wealth Management, Inc. 59,707 2,798,000 1.12%
19 Virtu KCG Holdings LLC 50,947 2,390,000 0.96%
20 Freedom Investment Management, Inc. 43,356 2,032,000 0.81%
21 Madden Advisory Services, Inc. 32,682 1,531,000 0.61%
22 Winslow, Evans & Crocker, Inc. 30,960 1,451,038 0.58%
23 BB&T SECURITIES, LLC 29,809 1,397,000 0.56%
24 WESPAC Advisors, LLC 29,387 1,377,000 0.55%
25 Argentus Capital Management, LLC 28,447 1,334,000 0.53%
26 IFC Holdings Incorporated/FL 27,919 1,307,000 0.52%
27 HAYS ADVISORY LLC 22,195 1,040,000 0.42%
28 Sigma Planning Corp 19,887 932,000 0.37%
29 HL FINANCIAL SERVICES LLC 19,525 915,000 0.37%
30 JPMORGAN CHASE & CO 18,016 846,000 0.34%
31 OPPENHEIMER & CO INC 16,053 752,000 0.30%
32 Commonwealth Equity Services, Inc 15,813 741,000 0.30%
33 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,506 633,000 0.25%
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,410 629,000 0.25%
35 Cetera Advisors LLC 12,717 598,000 0.24%
36 Hilltop Holdings Inc. 10,406 488,000 0.20%
37 CIBC WORLD MARKET INC. 9,968 467,000 0.19%
38 MSI Financial Services Inc 9,715 455,000 0.18%
39 IFP ADVISORS, INC 9,528 447,000 0.18%
40 AMERIPRISE FINANCIAL INC 8,207 385,000 0.15%
41 HighTower Advisors, LLC 8,000 375,000 0.15%
42 Cambridge Investment Research Advisors, Inc. 7,767 364,000 0.15%
43 Advisors Asset Management, Inc. 7,645 359,000 0.14%
44 Cetera Advisor Networks LLC 7,144 335,000 0.13%
45 Aspen Investment Management Inc 6,560 307,000 0.12%
46 SII INVESTMENTS INC/WI 5,910 274,000 0.11%
47 NATIONAL PLANNING CORP 5,523 258,000 0.10%
48 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 5,387 252,000 0.10%
49 Private Advisor Group, LLC 5,207 244,000 0.10%
50 PRIVATE TRUST CO NA 5,048 236,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.