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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 63 Institutional holders with a total value of $181,056,326.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 971,756 46,916,000 25.91%
2 UBS Group AG 548,528 26,483,000 14.63%
3 LPL Financial LLC 245,553 11,831,000 6.53%
4 STIFEL FINANCIAL CORP 243,791 11,770,000 6.50%
5 FIRST TRUST ADVISORS LP 200,772 9,693,000 5.35%
6 Jaffetilchin Investment Partners, LLC 164,510 7,943,000 4.39%
7 BANK OF AMERICA CORP /DE/ 151,675 7,323,000 4.04%
8 Strategic Capital Alternatives LLC 127,224 6,143,000 3.39%
9 Beaumont Financial Partners, LLC 113,356 5,542,000 3.06%
10 Janney Montgomery Scott LLC 100,333 4,844,000 2.68%
11 VSR Financial Services, Inc. 82,459 3,981,000 2.20%
12 Argentus Capital Management, LLC 81,925 3,955,000 2.18%
13 ROYAL BANK OF CANADA 80,612 3,892,000 2.15%
14 ALESCO ADVISORS LLC 80,371 3,880,000 2.14%
15 ENVESTNET ASSET MANAGEMENT INC 65,918 3,183,000 1.76%
16 WELLS FARGO & COMPANY/MN 43,088 2,080,000 1.15%
17 Winslow, Evans & Crocker, Inc. 30,392 1,467,326 0.81%
18 WESPAC Advisors, LLC 29,427 1,421,000 0.78%
19 JANE STREET GROUP, LLC 29,183 1,409,000 0.78%
20 IFC Holdings Incorporated/FL 25,222 1,231,000 0.68%
21 RAYMOND JAMES & ASSOCIATES 22,774 1,100,000 0.61%
22 Raymond James Financial Services Advisors, Inc. 21,317 1,029,000 0.57%
23 HAYS ADVISORY LLC 21,258 1,026,000 0.57%
24 JPMORGAN CHASE & CO 19,530 945,000 0.52%
25 Sigma Planning Corp 19,413 937,000 0.52%
26 OPPENHEIMER & CO INC 18,275 882,000 0.49%
27 LVZ, Inc. 18,206 879,000 0.49%
28 HL FINANCIAL SERVICES LLC 16,325 788,000 0.44%
29 Commonwealth Equity Services, Inc 15,477 747,000 0.41%
30 CIBC WORLD MARKET INC. 13,455 650,000 0.36%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,581 608,000 0.34%
32 Virtu KCG Holdings LLC 10,587 511,000 0.28%
33 Hilltop Holdings Inc. 10,406 502,000 0.28%
34 B. Riley Wealth Management, Inc. 9,500 458,000 0.25%
35 STRINGER ASSET MANAGEMENT, LLC 8,168 394,000 0.22%
36 Cetera Advisors LLC 7,482 359,000 0.20%
37 Advisory Services Network, LLC 6,628 320,000 0.18%
38 MSI Financial Services Inc 6,480 313,000 0.17%
39 Cambridge Investment Research Advisors, Inc. 6,151 297,000 0.16%
40 Freedom Investment Management, Inc. 8,400 265,000 0.15%
41 Aspen Investment Management Inc 5,160 249,000 0.14%
42 AMERICAN INTERNATIONAL GROUP, INC. 5,118 247,000 0.14%
43 Prospera Financial Services Inc 5,087 246,000 0.14%
44 PRIVATE TRUST CO NA 5,070 245,000 0.14%
45 NATIONAL PLANNING CORP 5,037 243,000 0.13%
46 BANK OF MONTREAL /CAN/ 5,021 243,000 0.13%
47 Argent Trust Co 4,700 227,000 0.13%
48 LINCOLN NATIONAL CORP 4,538 218,000 0.12%
49 SII INVESTMENTS INC/WI 4,321 208,000 0.11%
50 Private Advisor Group, LLC 4,252 205,000 0.11%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.