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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 61 Institutional holders with a total value of $163,117,689.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 771,758 37,731,000 23.13%
2 UBS Group AG 473,540 23,151,000 14.19%
3 LPL Financial LLC 218,398 10,718,000 6.57%
4 STIFEL FINANCIAL CORP 214,730 10,498,000 6.44%
5 SUSQUEHANNA INTERNATIONAL GROUP, LLP 208,071 10,173,000 6.24%
6 FIRST TRUST ADVISORS LP 127,262 6,222,000 3.81%
7 Beaumont Financial Partners, LLC 113,356 5,542,000 3.40%
8 Janney Montgomery Scott LLC 103,001 5,035,719 3.09%
9 Jaffetilchin Investment Partners, LLC 96,115 4,699,000 2.88%
10 ROYAL BANK OF CANADA 95,133 4,651,000 2.85%
11 Strategic Capital Alternatives LLC 91,437 4,476,000 2.74%
12 Argentus Capital Management, LLC 80,577 3,939,000 2.41%
13 ALESCO ADVISORS LLC 78,680 3,847,000 2.36%
14 VSR Financial Services, Inc. 76,716 3,751,000 2.30%
15 Virtu KCG Holdings LLC 55,816 2,729,000 1.67%
16 BANK OF AMERICA CORP /DE/ 55,203 2,699,000 1.65%
17 Horizon Investments, LLC 48,722 2,382,000 1.46%
18 WESPAC Advisors, LLC 41,962 2,052,000 1.26%
19 ENVESTNET ASSET MANAGEMENT INC 30,669 1,499,000 0.92%
20 Winslow, Evans & Crocker, Inc. 30,308 1,481,682 0.91%
21 Freedom Investment Management, Inc. 29,726 1,453,000 0.89%
22 RAYMOND JAMES & ASSOCIATES 26,693 1,305,000 0.80%
23 Sigma Planning Corp 21,924 1,072,000 0.66%
24 IFC Holdings Incorporated/FL 20,189 995,000 0.61%
25 JANE STREET GROUP, LLC 19,203 939,000 0.58%
26 JPMORGAN CHASE & CO 18,099 885,000 0.54%
27 OPPENHEIMER & CO INC 16,389 801,000 0.49%
28 LVZ, Inc. 16,115 795,000 0.49%
29 HAYS ADVISORY LLC 15,546 760,000 0.47%
30 HL FINANCIAL SERVICES LLC 13,625 666,000 0.41%
31 Hilltop Holdings Inc. 13,022 637,000 0.39%
32 LADENBURG THALMANN FINANCIAL SERVICES INC. 12,966 635,000 0.39%
33 STRINGER ASSET MANAGEMENT, LLC 11,991 586,000 0.36%
34 ADVANTAGE INVESTMENT MANAGEMENT, LLC 11,376 556,000 0.34%
35 Commonwealth Equity Services, Inc 10,374 507,000 0.31%
36 MSI Financial Services Inc 5,631 275,000 0.17%
37 WELLS FARGO & COMPANY/MN 5,550 271,000 0.17%
38 NATIONAL PLANNING CORP 5,435 266,000 0.16%
39 Prospera Financial Services Inc 5,187 254,000 0.16%
40 PRIVATE TRUST CO NA 5,070 247,000 0.15%
41 Argent Trust Co 4,700 230,000 0.14%
42 SII INVESTMENTS INC/WI 4,404 215,000 0.13%
43 AMERICAN INTERNATIONAL GROUP, INC. 4,383 214,288 0.13%
44 Cetera Advisors LLC 4,337 212,000 0.13%
45 LINCOLN NATIONAL CORP 4,222 208,000 0.13%
46 BENJAMIN F. EDWARDS & COMPANY, INC. 3,773 184,000 0.11%
47 Jefferies Group LLC 3,000 147,000 0.09%
48 BANK OF MONTREAL /CAN/ 2,799 137,000 0.08%
49 Regal Investment Advisors LLC 1,750 85,000 0.05%
50 Advisory Services Network, LLC 1,205 59,000 0.04%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.