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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 46 Institutional holders with a total value of $97,344,974.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 459,137 22,263,000 22.87%
2 FIRST TRUST ADVISORS LP 174,383 8,456,000 8.69%
3 UBS Group AG 129,177 6,264,000 6.43%
4 STIFEL FINANCIAL CORP 118,761 5,759,000 5.92%
5 Beaumont Financial Partners, LLC 108,349 5,254,000 5.40%
6 LPL Financial LLC 105,385 5,110,000 5.25%
7 JANE STREET GROUP, LLC 99,225 4,811,000 4.94%
8 ROYAL BANK OF CANADA 87,524 4,243,000 4.36%
9 Jefferies Group LLC 80,755 3,916,000 4.02%
10 Janney Montgomery Scott LLC 79,749 3,867,029 3.97%
11 ALESCO ADVISORS LLC 79,637 3,862,000 3.97%
12 Strategic Capital Alternatives LLC 69,890 3,389,000 3.48%
13 Virtu KCG Holdings LLC 67,946 3,294,000 3.38%
14 Argentus Capital Management, LLC 61,301 2,972,000 3.05%
15 BANK OF AMERICA CORP /DE/ 48,297 2,342,000 2.41%
16 Winslow, Evans & Crocker, Inc. 33,936 1,645,470 1.69%
17 SNS Financial Group, LLC 32,682 1,585,000 1.63%
18 Freedom Investment Management, Inc. 29,843 1,447,000 1.49%
19 VSR Financial Services, Inc. 21,393 1,037,000 1.07%
20 IFC Holdings Incorporated/FL 17,199 834,000 0.86%
21 Placemark Investments, Inc. 15,343 745,000 0.77%
22 OPPENHEIMER & CO INC 14,838 719,000 0.74%
23 First Allied Advisory Services, Inc. 14,748 717,000 0.74%
24 HL FINANCIAL SERVICES LLC 8,850 429,000 0.44%
25 Commonwealth Equity Services, Inc 8,749 424,000 0.44%
26 PRIVATE TRUST CO NA 7,209 349,000 0.36%
27 MSI Financial Services Inc 4,799 233,000 0.24%
28 Argent Trust Co 4,700 228,000 0.23%
29 NEXT Financial Group, Inc 4,655 226,000 0.23%
30 BENJAMIN F. EDWARDS & COMPANY, INC. 3,788 184,000 0.19%
31 NATIONAL PLANNING CORP 3,520 170,833 0.18%
32 AMERICAN INTERNATIONAL GROUP, INC. 2,385 115,642 0.12%
33 Regal Investment Advisors LLC 1,902 92,000 0.09%
34 BANK OF MONTREAL /CAN/ 1,498 73,000 0.07%
35 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,519 73,000 0.07%
36 Madden Advisory Services, Inc. 1,010 49,000 0.05%
37 DEUTSCHE BANK AG\ 909 44,000 0.05%
38 Smithfield Trust Co 700 34,000 0.03%
39 WFG Advisors, LP 615 30,000 0.03%
40 US BANCORP \DE\ 438 21,000 0.02%
41 D.A. DAVIDSON & CO. 450 21,000 0.02%
42 Tower Research Capital LLC (TRC) 170 8,000 0.01%
43 WELLS FARGO & COMPANY/MN 95 5,000 0.01%
44 CITIGROUP INC 51 2,000 0.00%
45 B. Riley Wealth Advisors, Inc. 50 2,000 0.00%
46 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.