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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 54 Institutional holders with a total value of $142,481,908.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Tower Research Capital LLC (TRC) 64 3,000 0.00%
3 CITIGROUP INC 51 3,000 0.00%
4 NEXT Financial Group, Inc 100 4,000 0.00%
5 PNC FINANCIAL SERVICES GROUP, INC. 268 13,000 0.01%
6 US BANCORP \DE\ 419 21,000 0.01%
7 D.A. DAVIDSON & CO. 450 22,000 0.02%
8 WELLS FARGO & COMPANY/MN 489 24,000 0.02%
9 WFG Advisors, LP 617 30,000 0.02%
10 Smithfield Trust Co 700 34,000 0.02%
11 MANAGED ACCOUNT ADVISORS LLC 734 36,000 0.03%
12 Regal Investment Advisors LLC 1,750 86,000 0.06%
13 BANK OF MONTREAL /CAN/ 2,744 135,000 0.09%
14 BENJAMIN F. EDWARDS & COMPANY, INC. 3,748 185,000 0.13%
15 First Allied Advisory Services, Inc. 4,385 218,000 0.15%
16 AMERICAN INTERNATIONAL GROUP, INC. 4,548 223,876 0.16%
17 Argent Trust Co 4,700 231,000 0.16%
18 NATIONAL PLANNING CORP 4,734 233,000 0.16%
19 Prospera Financial Services Inc 4,762 234,000 0.16%
20 Cetera Advisors LLC 4,818 236,000 0.17%
21 MSI Financial Services Inc 5,301 261,000 0.18%
22 STRINGER ASSET MANAGEMENT, LLC 6,739 332,000 0.23%
23 ADVANTAGE INVESTMENT MANAGEMENT, LLC 8,730 430,000 0.30%
24 Commonwealth Equity Services, Inc 9,044 445,000 0.31%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,189 502,000 0.35%
26 Hilltop Holdings Inc. 10,406 512,000 0.36%
27 HL FINANCIAL SERVICES LLC 12,825 631,000 0.44%
28 RAYMOND JAMES & ASSOCIATES 15,619 769,000 0.54%
29 OPPENHEIMER & CO INC 15,714 774,000 0.54%
30 LVZ, Inc. 16,115 793,000 0.56%
31 IFC Holdings Incorporated/FL 18,648 921,000 0.65%
32 VSR Financial Services, Inc. 20,343 1,001,000 0.70%
33 Sigma Planning Corp 21,133 1,040,000 0.73%
34 ENVESTNET ASSET MANAGEMENT INC 23,637 1,164,000 0.82%
35 Virtu KCG Holdings LLC 24,655 1,214,000 0.85%
36 Jefferies Group LLC 25,271 1,244,000 0.87%
37 Freedom Investment Management, Inc. 28,427 1,399,000 0.98%
38 Winslow, Evans & Crocker, Inc. 30,288 1,491,032 1.05%
39 BANK OF AMERICA CORP /DE/ 31,165 1,534,000 1.08%
40 SUSQUEHANNA INTERNATIONAL GROUP, LLP 33,069 1,628,000 1.14%
41 WESPAC Advisors, LLC 39,181 1,929,000 1.35%
42 Horizon Investments, LLC 40,415 1,990,000 1.40%
43 Argentus Capital Management, LLC 68,773 3,386,000 2.38%
44 ALESCO ADVISORS LLC 79,883 3,933,000 2.76%
45 Janney Montgomery Scott LLC 87,349 4,300,000 3.02%
46 ROYAL BANK OF CANADA 90,344 4,448,000 3.12%
47 Strategic Capital Alternatives LLC 90,841 4,472,000 3.14%
48 Jaffetilchin Investment Partners, LLC 94,384 4,647,000 3.26%
49 Beaumont Financial Partners, LLC 116,565 5,739,000 4.03%
50 LPL Financial LLC 175,346 8,638,000 6.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.