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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 69 Institutional holders with a total value of $260,470,767.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 50 2,000 0.00%
3 PNC FINANCIAL SERVICES GROUP, INC. 80 4,000 0.00%
4 US BANCORP \DE\ 183 9,000 0.00%
5 Capital Advisors, Ltd. LLC 202 10,000 0.00%
6 HOWE & RUSLING INC 281 13,000 0.00%
7 NEXT Financial Group, Inc 415 19,000 0.01%
8 Smithfield Trust Co 700 33,000 0.01%
9 WFG Advisors, LP 950 45,000 0.02%
10 BENJAMIN F. EDWARDS & COMPANY, INC. 1,040 49,000 0.02%
11 Shamrock Asset Management LLC 2,379 113,000 0.04%
12 ADVANTAGE INVESTMENT MANAGEMENT, LLC 2,375 113,000 0.04%
13 BANK OF MONTREAL /CAN/ 3,788 180,000 0.07%
14 D.A. DAVIDSON & CO. 4,000 190,000 0.07%
15 AMERIPRISE FINANCIAL INC 5,200 247,000 0.09%
16 Private Advisor Group, LLC 5,207 247,000 0.09%
17 First Allied Advisory Services, Inc. 5,693 273,000 0.10%
18 GENEOS WEALTH MANAGEMENT INC. 5,860 278,000 0.11%
19 Strategic Capital Alternatives LLC 5,891 280,000 0.11%
20 SII INVESTMENTS INC/WI 6,093 290,000 0.11%
21 Aspen Investment Management Inc 6,560 312,000 0.12%
22 AMERICAN INTERNATIONAL GROUP, INC. 6,659 316,000 0.12%
23 BB&T SECURITIES, LLC 6,764 321,000 0.12%
24 Cetera Advisor Networks LLC 7,054 339,000 0.13%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,447 355,000 0.14%
26 PRIVATE TRUST CO NA 8,104 385,000 0.15%
27 NATIONAL PLANNING CORP 8,099 389,000 0.15%
28 WESPAC Advisors, LLC 8,182 389,000 0.15%
29 Advisors Asset Management, Inc. 8,321 396,000 0.15%
30 HighTower Advisors, LLC 8,452 402,000 0.15%
31 Cetera Advisors LLC 8,994 431,000 0.17%
32 CIBC WORLD MARKET INC. 9,309 442,000 0.17%
33 Cambridge Investment Research Advisors, Inc. 9,765 464,000 0.18%
34 Hilltop Holdings Inc. 10,406 495,000 0.19%
35 CITADEL ADVISORS LLC 10,618 506,000 0.19%
36 B. Riley Wealth Management, Inc. 14,802 703,000 0.27%
37 OPPENHEIMER & CO INC 14,816 704,000 0.27%
38 Commonwealth Equity Services, Inc 15,597 741,000 0.28%
39 Atria Investments, Inc 17,757 844,000 0.32%
40 Prospera Financial Services Inc 18,050 858,000 0.33%
41 RAYMOND JAMES & ASSOCIATES 19,428 923,000 0.35%
42 Sigma Planning Corp 19,733 938,000 0.36%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,776 940,000 0.36%
44 HL FINANCIAL SERVICES LLC 20,685 983,000 0.38%
45 Virtu KCG Holdings LLC 21,178 1,009,000 0.39%
46 VSR Financial Services, Inc. 21,939 1,043,000 0.40%
47 JPMORGAN CHASE & CO 21,934 1,045,000 0.40%
48 Argentus Capital Management, LLC 22,926 1,086,000 0.42%
49 MSI Financial Services Inc 28,581 1,358,000 0.52%
50 IFC Holdings Incorporated/FL 29,197 1,395,000 0.54%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.