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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 94 Institutional holders with a total value of $467,665,746.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 AllSquare Wealth Management LLC 48 2,000 0.00%
3 PNC FINANCIAL SERVICES GROUP, INC. 80 4,000 0.00%
4 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 99 5,000 0.00%
5 CREATIVE FINANCIAL DESIGNS INC /ADV 208 10,000 0.00%
6 CKW FINANCIAL GROUP 220 11,000 0.00%
7 BELLWETHER INVESTMENT GROUP, LLC 222 11,000 0.00%
8 US BANCORP \DE\ 331 16,000 0.00%
9 SOWELL FINANCIAL SERVICES LLC 446 22,000 0.00%
10 Smithfield Trust Co 700 34,000 0.01%
11 PROFICIO CAPITAL PARTNERS LLC 1,000 49,000 0.01%
12 IHT WEALTH MANAGEMENT, LLC 1,760 85,000 0.02%
13 WFG Advisors, LP 1,850 90,000 0.02%
14 Johnson Financial Group, Inc. 2,075 101,000 0.02%
15 BENJAMIN F. EDWARDS & COMPANY, INC. 2,263 110,000 0.02%
16 ADVANTAGE INVESTMENT MANAGEMENT, LLC 2,491 121,000 0.03%
17 AlphaMark Advisors, LLC 2,924 142,000 0.03%
18 NEXT Financial Group, Inc 3,081 150,000 0.03%
19 B. Riley Wealth Advisors, Inc. 4,482 218,000 0.05%
20 Koshinski Asset Management, Inc. 4,829 234,000 0.05%
21 Kovack Advisors, Inc. 5,270 256,000 0.05%
22 DAVENPORT & Co LLC 5,773 280,000 0.06%
23 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 5,845 283,000 0.06%
24 BB&T SECURITIES, LLC 6,334 307,000 0.07%
25 Aspen Investment Management Inc 6,560 318,000 0.07%
26 WESPAC Advisors, LLC 6,660 323,000 0.07%
27 GENEOS WEALTH MANAGEMENT INC. 7,756 376,000 0.08%
28 Advisors Asset Management, Inc. 8,035 390,000 0.08%
29 Cetera Advisor Networks LLC 8,244 399,000 0.09%
30 M&T BANK CORP 8,315 404,000 0.09%
31 JPMORGAN CHASE & CO 8,425 409,000 0.09%
32 PRIVATE TRUST CO NA 9,073 440,000 0.09%
33 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 9,289 451,000 0.10%
34 NATIONAL PLANNING CORP 9,860 478,000 0.10%
35 SII INVESTMENTS INC/WI 10,044 489,000 0.10%
36 CIBC WORLD MARKET INC. 10,250 498,000 0.11%
37 Hilltop Holdings Inc. 10,406 505,000 0.11%
38 Cetera Advisors LLC 10,948 534,000 0.11%
39 Crow Point Partners, LLC 12,591 611,000 0.13%
40 Shamrock Asset Management LLC 12,814 622,000 0.13%
41 OPPENHEIMER & CO INC 14,282 693,000 0.15%
42 D.A. DAVIDSON & CO. 15,200 737,000 0.16%
43 WAYNE HUMMER INVESTMENTS L.L.C. 15,555 755,000 0.16%
44 FLOW TRADERS U.S. LLC 16,041 779,000 0.17%
45 FDx Advisors, Inc. 16,332 793,000 0.17%
46 HL FINANCIAL SERVICES LLC 17,100 830,000 0.18%
47 BANK OF MONTREAL /CAN/ 18,586 896,000 0.19%
48 HAYS ADVISORY LLC 19,338 939,000 0.20%
49 Sigma Planning Corp 20,327 987,000 0.21%
50 First Allied Advisory Services, Inc. 20,832 1,011,000 0.22%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.