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FIRST TR EXCHANGE TRADED FD UT
FIRST TR EXCHANGE TRADED FD UT. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 64 Institutional holders with a total value of $122,879,158.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Advisory Services Network, LLC 231 6,000 0.00%
3 MANUFACTURERS LIFE INSURANCE COMPANY, THE 262 6,000 0.00%
4 Tortoise Investment Management, LLC 248 6,000 0.00%
5 CENTRAL TRUST Co 621 15,000 0.01%
6 Regal Investment Advisors LLC 650 15,000 0.01%
7 Burt Wealth Advisors 711 15,000 0.01%
8 MSI Financial Services Inc 692 16,000 0.01%
9 WFG Advisors, LP 750 18,000 0.01%
10 Johnson Financial Group, Inc. 745 18,000 0.01%
11 Winslow, Evans & Crocker, Inc. 950 22,458 0.02%
12 NEXT Financial Group, Inc 1,400 33,000 0.03%
13 Independent Portfolio Consultants, Inc. 1,490 35,000 0.03%
14 WEALTHPLAN PARTNERS, LLC 1,570 37,000 0.03%
15 B. Riley Wealth Management, Inc. 3,611 85,000 0.07%
16 Creative Planning 4,671 110,000 0.09%
17 CITIGROUP INC 4,676 111,000 0.09%
18 Simplicity Solutions, LLC 7,834 185,193 0.15%
19 Cetera Advisors LLC 9,137 215,000 0.17%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,500 225,000 0.18% Put
21 Walleye Trading LLC 10,276 243,000 0.20%
22 NAVELLIER & ASSOCIATES INC 10,673 252,000 0.21%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,915 258,000 0.21%
24 Advisors Preferred, LLC 11,270 266,536 0.22%
25 First Heartland Consultants, Inc. 11,680 276,000 0.22%
26 Concorde Asset Management, LLC 12,240 289,000 0.24%
27 AMERICAN INTERNATIONAL GROUP, INC. 14,212 335,971 0.27%
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,500 343,000 0.28% Call
29 OLD NATIONAL BANCORP /IN/ 14,811 350,000 0.28%
30 IFC Holdings Incorporated/FL 15,745 371,000 0.30%
31 B. Riley Wealth Advisors, Inc. 16,398 388,000 0.32%
32 STEPHENS INC /AR/ 18,219 431,000 0.35%
33 Freedom Investment Management, Inc. 18,276 432,000 0.35%
34 Commonwealth Equity Services, Inc 18,652 441,000 0.36%
35 HighTower Advisors, LLC 22,486 532,000 0.43%
36 Cambridge Investment Research Advisors, Inc. 22,843 540,000 0.44%
37 SG Americas Securities, LLC 22,988 543,000 0.44%
38 Private Advisor Group, LLC 26,841 635,000 0.52%
39 Visionary Asset Management, Inc. 29,112 688,000 0.56%
40 Timber Hill LLC 30,123 712,000 0.58%
41 JANE STREET GROUP, LLC 35,242 833,000 0.68%
42 SUSQUEHANNA INTERNATIONAL GROUP, LLP 36,253 857,000 0.70%
43 RAYMOND JAMES & ASSOCIATES 37,758 893,000 0.73%
44 AVIANCE CAPITAL MANAGEMENT, LLC 41,793 988,000 0.80%
45 Prospera Financial Services Inc 41,778 988,000 0.80%
46 CREDIT SUISSE AG/ 52,765 1,247,000 1.01%
47 Virtu KCG Holdings LLC 53,117 1,256,000 1.02%
48 MILLENNIUM MANAGEMENT LLC 66,805 1,579,000 1.29%
49 STIFEL FINANCIAL CORP 67,513 1,596,000 1.30%
50 LPL Financial LLC 70,338 1,664,000 1.35%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.