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FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF
FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 74 Institutional holders with a total value of $320,073,528.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,673,364 50,753,000 15.86%
2 BANK OF AMERICA CORP /DE/ 1,448,316 43,927,000 13.72%
3 WELLS FARGO & COMPANY/MN 1,081,090 32,789,000 10.24%
4 Beaumont Financial Partners, LLC 995,785 30,202,000 9.44%
5 UBS Group AG 844,918 25,626,000 8.01%
6 GOLDMAN SACHS GROUP INC 609,008 18,471,000 5.77%
7 LPL Financial LLC 497,449 15,088,000 4.71%
8 Astor Investment Management LLC 428,234 12,988,000 4.06%
9 ROYAL BANK OF CANADA 405,365 12,294,000 3.84%
10 RAYMOND JAMES & ASSOCIATES 369,855 11,218,000 3.50%
11 BBVA USA Bancshares, Inc. 258,716 7,847,000 2.45%
12 STIFEL FINANCIAL CORP 199,480 6,050,000 1.89%
13 BB&T SECURITIES, LLC 17,811 5,402,000 1.69%
14 Placemark Investments, Inc. 123,570 3,746,000 1.17%
15 HighTower Advisors, LLC 122,838 3,726,000 1.16%
16 Janney Montgomery Scott LLC 116,682 3,538,965 1.11%
17 SignalPoint Asset Management, LLC 102,070 3,096,000 0.97%
18 ENVESTNET ASSET MANAGEMENT INC 90,541 2,746,000 0.86%
19 IMA Advisory Services, Inc. 89,500 2,715,000 0.85%
20 Virtu Financial LLC 85,243 2,585,000 0.81%
21 Regal Investment Advisors LLC 50,964 1,546,000 0.48%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 45,192 1,371,000 0.43%
23 JPMORGAN CHASE & CO 45,182 1,370,000 0.43%
24 Commonwealth Equity Services, Inc 41,786 1,267,000 0.40%
25 CREDIT SUISSE AG/ 39,892 1,210,000 0.38%
26 AMERICAN INTERNATIONAL GROUP, INC. 39,041 1,184,114 0.37%
27 OLD NATIONAL BANCORP /IN/ 35,899 1,089,000 0.34%
28 DEUTSCHE BANK AG\ 34,202 1,036,000 0.32%
29 Tower Research Capital LLC (TRC) 33,687 1,022,000 0.32%
30 BECK CAPITAL MANAGEMENT, LLC 33,171 1,006,000 0.31%
31 OPPENHEIMER & CO INC 33,008 1,001,000 0.31%
32 AVIANCE CAPITAL MANAGEMENT, LLC 30,687 931,000 0.29%
33 Main Management LLC 30,000 910,000 0.28%
34 JANE STREET GROUP, LLC 26,012 789,000 0.25%
35 Pinnacle Advisory Group, Inc. 24,737 750,000 0.23%
36 Virtu KCG Holdings LLC 23,790 722,000 0.23%
37 AMERIPRISE FINANCIAL INC 23,811 722,000 0.23%
38 STEPHENS INC /AR/ 23,252 705,000 0.22%
39 SG Americas Securities, LLC 18,194 552,000 0.17%
40 Cambridge Investment Research Advisors, Inc. 14,374 436,000 0.14%
41 Jaffetilchin Investment Partners, LLC 14,327 435,000 0.14%
42 Argentus Capital Management, LLC 13,511 410,000 0.13%
43 SUNTRUST BANKS INC 12,991 394,000 0.12%
44 INVESTMENT CENTERS OF AMERICA INC 12,237 371,000 0.12%
45 B. Riley Wealth Management, Inc. 11,389 345,000 0.11%
46 Winslow, Evans & Crocker, Inc. 10,260 311,188 0.10%
47 Moors & Cabot, Inc. 9,723 292,000 0.09%
48 Robert W. Baird & Co. Inc 9,572 290,000 0.09%
49 Freedom Investment Management, Inc. 9,319 283,000 0.09%
50 Cetera Advisors LLC 9,215 279,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.