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FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF
FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 55 Institutional holders with a total value of $77,379,338.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 460,662 12,790,000 16.53%
2 WELLS FARGO & COMPANY/MN 359,111 9,969,000 12.88%
3 Beaumont Financial Partners, LLC 281,877 7,825,000 10.11%
4 LPL Financial LLC 261,075 7,104,000 9.18%
5 BANK OF AMERICA CORP /DE/ 236,836 6,575,000 8.50%
6 ENVESTNET ASSET MANAGEMENT INC 181,982 5,052,000 6.53%
7 SignalPoint Asset Management, LLC 170,065 4,721,000 6.10%
8 UBS Group AG 86,543 2,402,000 3.10%
9 GOLDMAN SACHS GROUP INC 63,096 1,752,000 2.26%
10 RISK PARADIGM GROUP, LLC 54,851 1,522,663 1.97%
11 RAYMOND JAMES & ASSOCIATES 52,314 1,452,000 1.88%
12 Raymond James Financial Services Advisors, Inc. 45,970 1,276,000 1.65%
13 ROYAL BANK OF CANADA 44,101 1,225,000 1.58%
14 CITADEL ADVISORS LLC 43,910 1,219,000 1.58%
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 41,811 1,161,000 1.50%
16 JANE STREET GROUP, LLC 38,950 1,081,000 1.40%
17 Main Management LLC 30,000 833,000 1.08%
18 UNITED CAPITAL FINANCIAL ADVISORS, LLC 29,767 826,000 1.07%
19 CREDIT SUISSE AG/ 28,310 786,000 1.02%
20 BAIRD FINANCIAL GROUP, INC. 27,523 764,000 0.99%
21 RPG FAMILY WEALTH ADVISORY, LLC 24,372 676,566 0.87%
22 Argentus Capital Management, LLC 23,221 645,000 0.83%
23 Creative Planning 21,000 583,000 0.75%
24 Janney Montgomery Scott LLC 20,911 580,000 0.75%
25 BB&T SECURITIES, LLC 15,516 430,000 0.56%
26 First Allied Advisory Services, Inc. 15,266 424,000 0.55%
27 Virtu KCG Holdings LLC 14,832 412,000 0.53%
28 STEPHENS INC /AR/ 14,317 397,000 0.51%
29 Freedom Investment Management, Inc. 14,029 389,000 0.50%
30 Regal Investment Advisors LLC 12,808 356,000 0.46%
31 Pinnacle Advisory Group, Inc. 9,870 273,000 0.35%
32 STIFEL FINANCIAL CORP 9,473 263,000 0.34%
33 BENJAMIN F. EDWARDS & COMPANY, INC. 7,522 209,000 0.27%
34 HL FINANCIAL SERVICES LLC 7,486 208,000 0.27%
35 Tower Research Capital LLC (TRC) 7,481 208,000 0.27%
36 AMERICAN INTERNATIONAL GROUP, INC. 6,203 172,000 0.22%
37 CITIGROUP INC 5,531 153,000 0.20%
38 PNC FINANCIAL SERVICES GROUP, INC. 4,500 125,000 0.16%
39 IFP ADVISORS, INC 4,432 123,000 0.16%
40 MSI Financial Services Inc 4,144 115,000 0.15%
41 ROWLAND CARMICHAEL ADVISORS INC /ADV 3,359 93,000 0.12%
42 GENEOS WEALTH MANAGEMENT INC. 1,322 36,000 0.05%
43 Winslow, Evans & Crocker, Inc. 925 25,678 0.03%
44 LADENBURG THALMANN FINANCIAL SERVICES INC. 908 25,000 0.03%
45 WFG Advisors, LP 789 22,000 0.03%
46 Advisors Preferred, LLC 793 22,000 0.03%
47 MANUFACTURERS LIFE INSURANCE COMPANY, THE 627 17,000 0.02%
48 Johnson Financial Group, Inc. 603 17,000 0.02%
49 Sunbelt Securities, Inc. 376 10,431 0.01%
50 FIRST FINANCIAL CORP /IN/ 350 10,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.