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FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF
FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 58 Institutional holders with a total value of $136,303,192.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 817,114 21,327,000 15.65%
2 BANK OF AMERICA CORP /DE/ 674,929 17,616,000 12.92%
3 WELLS FARGO & COMPANY/MN 644,105 16,811,000 12.33%
4 UBS Group AG 430,911 11,247,000 8.25%
5 LPL Financial LLC 359,820 9,244,000 6.78%
6 GOLDMAN SACHS GROUP INC 338,852 8,844,000 6.49%
7 Astor Investment Management LLC 182,291 4,758,000 3.49%
8 SignalPoint Asset Management, LLC 176,887 4,617,000 3.39%
9 CREDIT SUISSE AG/ 169,820 4,432,000 3.25%
10 CITADEL ADVISORS LLC 125,547 3,277,000 2.40%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 110,654 2,889,000 2.12%
12 Virtu Financial LLC 100,603 2,626,000 1.93%
13 HighTower Advisors, LLC 100,587 2,623,000 1.92%
14 STIFEL FINANCIAL CORP 26,990 2,512,000 1.84%
15 Raymond James Financial Services Advisors, Inc. 82,650 2,157,000 1.58%
16 AVIANCE CAPITAL MANAGEMENT, LLC 78,060 2,037,000 1.49%
17 RAYMOND JAMES & ASSOCIATES 76,653 2,001,000 1.47%
18 ENVESTNET ASSET MANAGEMENT INC 75,410 1,968,000 1.44%
19 Virtu KCG Holdings LLC 65,278 1,704,000 1.25%
20 ROYAL BANK OF CANADA 64,420 1,681,000 1.23%
21 Tower Research Capital LLC (TRC) 60,202 1,572,000 1.15%
22 Crosspoint Capital Strategies, LLC 50,964 1,546,000 1.13%
23 JPMORGAN CHASE & CO 58,334 1,523,000 1.12%
24 BENJAMIN F. EDWARDS & COMPANY, INC. 35,884 937,000 0.69%
25 Main Management LLC 30,000 783,000 0.57%
26 BECK CAPITAL MANAGEMENT, LLC 21,029 549,000 0.40%
27 STEPHENS INC /AR/ 19,989 522,000 0.38%
28 BB&T SECURITIES, LLC 19,272 502,000 0.37%
29 Janney Montgomery Scott LLC 19,090 498,000 0.37%
30 Chicago Partners Investment Group LLC 17,671 461,000 0.34%
31 Freedom Investment Management, Inc. 17,081 446,000 0.33%
32 Regal Investment Advisors LLC 15,583 406,000 0.30%
33 Pinnacle Advisory Group, Inc. 12,302 321,000 0.24%
34 TWO SIGMA SECURITIES, LLC 12,161 317,000 0.23%
35 B. Riley Wealth Advisors, Inc. 11,325 296,000 0.22%
36 AMERICAN INTERNATIONAL GROUP, INC. 8,183 214,000 0.16%
37 HL FINANCIAL SERVICES LLC 8,149 213,000 0.16%
38 PNC FINANCIAL SERVICES GROUP, INC. 6,800 177,000 0.13%
39 IFP ADVISORS, INC 4,571 119,000 0.09%
40 CITIGROUP INC 4,317 113,000 0.08%
41 MSI Financial Services Inc 4,080 106,000 0.08%
42 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,342 61,000 0.04%
43 Simplicity Solutions, LLC 2,080 54,296 0.04%
44 Bartlett & Co. LLC 1,564 41,000 0.03%
45 AUSDAL FINANCIAL PARTNERS, INC. 1,281 33,000 0.02%
46 Winslow, Evans & Crocker, Inc. 1,000 26,100 0.02%
47 WFG Advisors, LP 788 21,000 0.02%
48 Johnson Financial Group, Inc. 660 17,000 0.01%
49 ADVANTAGE INVESTMENT MANAGEMENT, LLC 640 17,000 0.01%
50 Sunbelt Securities, Inc. 375 9,796 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.