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FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF
FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 68 Institutional holders with a total value of $392,495,703.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BB&T SECURITIES, LLC 194,604 60,638,000 15.45%
2 MORGAN STANLEY 1,857,176 57,869,000 14.74%
3 BANK OF AMERICA CORP /DE/ 1,372,282 42,760,000 10.89%
4 WELLS FARGO & COMPANY/MN 1,324,953 41,286,000 10.52%
5 Beaumont Financial Partners, LLC 1,036,523 32,298,000 8.23%
6 UBS Group AG 784,746 24,453,000 6.23%
7 Astor Investment Management LLC 530,266 16,523,000 4.21%
8 ENVESTNET ASSET MANAGEMENT INC 359,653 11,207,000 2.86%
9 RAYMOND JAMES & ASSOCIATES 353,648 11,020,000 2.81%
10 GOLDMAN SACHS GROUP INC 337,510 10,517,000 2.68%
11 LPL Financial LLC 308,005 9,520,000 2.43%
12 BBVA USA Bancshares, Inc. 253,169 7,889,000 2.01%
13 UNITED CAPITAL FINANCIAL ADVISORS, LLC 254,448 7,829,000 1.99%
14 ROYAL BANK OF CANADA 244,291 7,611,000 1.94%
15 SignalPoint Asset Management, LLC 180,577 5,627,000 1.43%
16 Janney Montgomery Scott LLC 149,339 4,653,000 1.19%
17 HighTower Advisors, LLC 136,824 4,263,000 1.09%
18 Virtu Financial LLC 123,657 3,853,000 0.98%
19 AVIANCE CAPITAL MANAGEMENT, LLC 111,901 3,487,000 0.89%
20 STEPHENS INC /AR/ 91,600 2,854,000 0.73%
21 IMA Advisory Services, Inc. 90,880 2,832,000 0.72%
22 STIFEL FINANCIAL CORP 80,762 2,517,000 0.64%
23 JPMORGAN CHASE & CO 67,013 2,088,000 0.53%
24 Regal Investment Advisors LLC 50,366 1,569,000 0.40%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 48,160 1,501,000 0.38%
26 Commonwealth Equity Services, Inc 46,941 1,463,000 0.37%
27 OPPENHEIMER & CO INC 37,853 1,179,000 0.30%
28 VSR Financial Services, Inc. 36,739 1,145,000 0.29%
29 BECK CAPITAL MANAGEMENT, LLC 32,431 1,010,000 0.26%
30 MANAGED ACCOUNT ADVISORS LLC 30,366 946,000 0.24%
31 Main Management LLC 30,000 935,000 0.24%
32 RISK PARADIGM GROUP, LLC 25,574 796,885 0.20%
33 Pinnacle Advisory Group, Inc. 20,882 650,000 0.17%
34 OLD NATIONAL BANCORP /IN/ 20,567 641,000 0.16%
35 COMERICA SECURITIES INC 17,069 532,000 0.14%
36 SUNTRUST BANKS INC 16,727 520,000 0.13%
37 Freedom Investment Management, Inc. 16,289 508,000 0.13%
38 Jaffetilchin Investment Partners, LLC 14,327 446,000 0.11%
39 AMERIPRISE FINANCIAL INC 13,824 431,000 0.11%
40 B. Riley Wealth Advisors, Inc. 13,510 421,000 0.11%
41 AMERICAN INTERNATIONAL GROUP, INC. 12,819 399,440 0.10%
42 PNC FINANCIAL SERVICES GROUP, INC. 10,909 340,000 0.09%
43 Moors & Cabot, Inc. 10,344 316,000 0.08%
44 Winslow, Evans & Crocker, Inc. 10,086 314,250 0.08%
45 INVESTMENT CENTERS OF AMERICA INC 9,971 308,000 0.08%
46 Cetera Advisors LLC 9,212 288,000 0.07%
47 SII INVESTMENTS INC/WI 8,057 249,000 0.06%
48 Robert W. Baird & Co. Inc 8,003 249,000 0.06%
49 Private Advisor Group, LLC 7,561 236,000 0.06%
50 Cambridge Investment Research Advisors, Inc. 7,067 220,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.