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FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF
FIRST TRUST EXCH TRADED FUND 2 INDLS PROD DUR ETF. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 63 Institutional holders with a total value of $172,993,541.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Transamerica Financial Advisors, LLC 1 1,000 0.00%
3 Advisory Services Network, LLC 250 6,000 0.00%
4 Tortoise Investment Management, LLC 246 6,000 0.00%
5 D.A. DAVIDSON & CO. 250 6,000 0.00%
6 VALLEY NATIONAL ADVISERS INC 283 7,000 0.00%
7 Argentus Capital Management, LLC 300 8,000 0.00%
8 FIRST FINANCIAL CORP /IN/ 350 9,000 0.01%
9 Sunbelt Securities, Inc. 374 9,656 0.01%
10 Brookstone Capital Management 376 10,000 0.01%
11 Bartlett & Co. LLC 381 10,000 0.01%
12 HUNTINGTON NATIONAL BANK 550 14,000 0.01% PRN
13 WFG Advisors, LP 551 14,000 0.01%
14 Johnson Financial Group, Inc. 660 17,000 0.01%
15 Winslow, Evans & Crocker, Inc. 1,076 27,768 0.02%
16 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,548 65,000 0.04%
17 MSI Financial Services Inc 3,034 78,000 0.05%
18 Simplicity Solutions, LLC 3,140 81,117 0.05%
19 ADVANTAGE INVESTMENT MANAGEMENT, LLC 4,724 122,000 0.07%
20 BENJAMIN F. EDWARDS & COMPANY, INC. 5,093 132,000 0.08%
21 PNC FINANCIAL SERVICES GROUP, INC. 6,984 180,000 0.10%
22 Commonwealth Equity Services, Inc 7,823 202,000 0.12%
23 HL FINANCIAL SERVICES LLC 8,054 208,000 0.12%
24 HRT FINANCIAL LP 8,107 209,000 0.12%
25 AMERICAN INTERNATIONAL GROUP, INC. 8,146 211,000 0.12%
26 Private Advisor Group, LLC 8,482 219,000 0.13%
27 Moors & Cabot, Inc. 8,540 228,000 0.13%
28 Virtu Financial LLC 9,358 242,000 0.14%
29 TWO SIGMA SECURITIES, LLC 11,350 293,000 0.17%
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 13,135 339,000 0.20%
31 B. Riley Wealth Advisors, Inc. 13,528 350,000 0.20%
32 SUNTRUST BANKS INC 18,797 485,000 0.28%
33 OLD NATIONAL BANCORP /IN/ 19,637 507,000 0.29%
34 Virtu KCG Holdings LLC 22,494 581,000 0.34%
35 STEPHENS INC /AR/ 23,544 608,000 0.35%
36 BECK CAPITAL MANAGEMENT, LLC 23,822 638,000 0.37%
37 Tower Research Capital LLC (TRC) 27,480 710,000 0.41%
38 BB&T SECURITIES, LLC 28,841 744,000 0.43%
39 CITIGROUP INC 29,215 755,000 0.44%
40 Main Management LLC 30,000 775,000 0.45%
41 Freedom Investment Management, Inc. 8,812 792,000 0.46%
42 OPPENHEIMER & CO INC 36,114 933,000 0.54%
43 Regal Investment Advisors LLC 37,580 970,000 0.56%
44 STIFEL FINANCIAL CORP 42,627 1,101,000 0.64%
45 JANE STREET GROUP, LLC 79,261 2,047,000 1.18%
46 Raymond James Financial Services Advisors, Inc. 82,472 2,130,000 1.23%
47 HighTower Advisors, LLC 82,650 2,139,000 1.24%
48 IMA Advisory Services, Inc. 86,980 2,199,000 1.27% SH
49 ENVESTNET ASSET MANAGEMENT INC 102,515 2,648,000 1.53%
50 ROYAL BANK OF CANADA 103,655 2,678,000 1.55%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.