| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | MORGAN STANLEY | 2,061,489 | 40,879,000 | 23.75% | ||
| 2 | UBS AG | 1,804,132 | 35,776,000 | 20.78% | ||
| 3 | Prospera Financial Services Inc | 1,080,670 | 21,430,000 | 12.45% | ||
| 4 | WELLS FARGO & COMPANY/MN | 772,583 | 15,320,000 | 8.90% | ||
| 5 | LPL Financial LLC | 540,515 | 10,718,000 | 6.23% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 512,660 | 10,166,000 | 5.91% | ||
| 7 | ROYAL BANK OF CANADA | 388,060 | 7,696,000 | 4.47% | ||
| 8 | STIFEL FINANCIAL CORP | 263,042 | 5,216,000 | 3.03% | ||
| 9 | AMERICAN INTERNATIONAL GROUP, INC. | 217,065 | 4,304,398 | 2.50% | ||
| 10 | RAYMOND JAMES & ASSOCIATES | 171,365 | 3,398,000 | 1.97% | ||
| 11 | Private Advisor Group, LLC | 141,214 | 2,800,000 | 1.63% | ||
| 12 | HL FINANCIAL SERVICES LLC | 99,581 | 1,975,000 | 1.15% | ||
| 13 | JPMORGAN CHASE & CO | 81,980 | 1,626,000 | 0.94% | ||
| 14 | JANE STREET GROUP, LLC | 69,646 | 1,381,000 | 0.80% | ||
| 15 | CREDIT SUISSE AG/ | 56,405 | 1,119,000 | 0.65% | ||
| 16 | Robert W. Baird & Co. Inc | 50,300 | 997,000 | 0.58% | ||
| 17 | AMERIPRISE FINANCIAL INC | 47,614 | 944,000 | 0.55% | ||
| 18 | First Allied Advisory Services, Inc. | 38,979 | 774,000 | 0.45% | ||
| 19 | IFC Holdings Incorporated/FL | 33,489 | 664,000 | 0.39% | ||
| 20 | Commonwealth Equity Services, Inc | 30,315 | 601,000 | 0.35% | ||
| 21 | Cutter & CO Brokerage, Inc. | 29,405 | 583,000 | 0.34% | ||
| 22 | Moors & Cabot, Inc. | 25,443 | 504,000 | 0.29% | ||
| 23 | BENJAMIN F. EDWARDS & COMPANY, INC. | 23,292 | 462,000 | 0.27% | ||
| 24 | NATIONAL PLANNING CORP | 18,911 | 375,000 | 0.22% | ||
| 25 | Concert Wealth Management Inc. | 18,400 | 348,000 | 0.20% | ||
| 26 | Cetera Advisors LLC | 17,458 | 347,000 | 0.20% | ||
| 27 | Virtu KCG Holdings LLC | 15,192 | 301,000 | 0.17% | ||
| 28 | First Heartland Consultants, Inc. | 12,510 | 248,000 | 0.14% | ||
| 29 | NEW ENGLAND SECURITIES CORP /MA/ | 9,855 | 195,000 | 0.11% | ||
| 30 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 9,740 | 193,000 | 0.11% | ||
| 31 | B. Riley Wealth Management, Inc. | 8,675 | 172,000 | 0.10% | ||
| 32 | ATWOOD & PALMER INC | 8,550 | 170,000 | 0.10% | ||
| 33 | MSI Financial Services Inc | 6,333 | 126,000 | 0.07% | ||
| 34 | NEXT Financial Group, Inc | 6,410 | 125,000 | 0.07% | ||
| 35 | PRIVATE TRUST CO NA | 3,835 | 76,000 | 0.04% | ||
| 36 | Regal Investment Advisors LLC | 3,400 | 67,000 | 0.04% | ||
| 37 | DEUTSCHE BANK AG\ | 1,500 | 29,000 | 0.02% | ||
| 38 | Winslow, Evans & Crocker, Inc. | 525 | 10,411 | 0.01% | ||
| 39 | WFG Advisors, LP | 500 | 10,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
