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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 39 Institutional holders with a total value of $29,572,868.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 305,069 8,417,000 28.46%
2 BANK OF AMERICA CORP /DE/ 166,384 4,590,000 15.52%
3 UBS Group AG 136,388 3,763,000 12.72%
4 Virtu KCG Holdings LLC 59,980 1,655,000 5.60%
5 CITADEL ADVISORS LLC 55,484 1,531,000 5.18%
6 TOCQUEVILLE ASSET MANAGEMENT L.P. 47,290 1,305,000 4.41%
7 WELLS FARGO & COMPANY/MN 46,366 1,279,000 4.32%
8 SUSQUEHANNA INTERNATIONAL GROUP, LLP 43,242 1,193,000 4.03%
9 Chicago Partners Investment Group LLC 28,718 792,000 2.68%
10 LPL Financial LLC 27,574 784,000 2.65%
11 COMERICA BANK 26,282 725,000 2.45%
12 JANE STREET GROUP, LLC 18,159 501,000 1.69%
13 ROYAL BANK OF CANADA 17,934 495,000 1.67%
14 Confluence Wealth Management LLC 16,327 450,000 1.52%
15 US BANCORP \DE\ 13,637 376,000 1.27%
16 Raymond James Financial Services Advisors, Inc. 10,415 287,000 0.97%
17 GOLDMAN SACHS GROUP INC 9,593 265,000 0.90%
18 Commonwealth Equity Services, Inc 8,209 226,000 0.76%
19 AMERIPRISE FINANCIAL INC 7,837 216,000 0.73%
20 MANUFACTURERS LIFE INSURANCE COMPANY, THE 4,477 124,000 0.42%
21 PNC FINANCIAL SERVICES GROUP, INC. 3,685 102,000 0.34%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,525 97,000 0.33%
23 CITIGROUP INC 2,338 65,000 0.22%
24 BENJAMIN F. EDWARDS & COMPANY, INC. 1,782 49,000 0.17%
25 EDMOND DE ROTHSCHILD (SUISSE) S.A. 1,695 47,000 0.16%
26 EDMOND DE ROTHSCHILD HOLDING S.A. 1,695 47,000 0.16%
27 WFG Advisors, LP 1,483 41,000 0.14%
28 Advisory Services Network, LLC 1,408 39,000 0.13%
29 Winslow, Evans & Crocker, Inc. 1,300 35,868 0.12%
30 Live Your Vision, LLC 1,180 33,000 0.11%
31 MUFG Americas Holdings Corp 400 11,000 0.04%
32 Bartlett & Co. LLC 300 8,000 0.03%
33 AMERICAN INTERNATIONAL GROUP, INC. 210 6,000 0.02%
34 Tortoise Investment Management, LLC 198 5,000 0.02%
35 Creative Planning 167 5,000 0.02%
36 INTEGRATED WEALTH MANAGEMENT 100 3,000 0.01%
37 MSI Financial Services Inc 100 3,000 0.01%
38 NEXT Financial Group, Inc 100 2,000 0.01%
39 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.