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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 52 Institutional holders with a total value of $90,792,348.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 UNITED CAPITAL FINANCIAL ADVISORS, LLC 663,607 26,259,000 28.92%
2 MORGAN STANLEY 376,426 14,893,000 16.40%
3 UBS Group AG 234,610 9,282,000 10.22%
4 WELLS FARGO & COMPANY/MN 229,732 9,090,000 10.01%
5 BANK OF AMERICA CORP /DE/ 199,579 7,897,000 8.70%
6 US BANCORP \DE\ 78,583 3,109,000 3.42%
7 COMERICA BANK 50,886 2,045,000 2.25%
8 LPL Financial LLC 44,588 1,784,000 1.96%
9 STIFEL FINANCIAL CORP 39,948 1,577,000 1.74%
10 Commonwealth Equity Services, Inc 33,187 1,313,000 1.45%
11 D.A. DAVIDSON & CO. 32,571 1,288,000 1.42%
12 RAYMOND JAMES & ASSOCIATES 26,958 1,067,000 1.18%
13 Chicago Partners Investment Group LLC 26,395 1,044,000 1.15%
14 LADENBURG THALMANN FINANCIAL SERVICES INC. 23,832 943,000 1.04%
15 ROYAL BANK OF CANADA 23,152 916,000 1.01%
16 INTERACTIVE FINANCIAL ADVISORS, INC. 22,506 890,000 0.98%
17 NIEMANN CAPITAL MANAGEMENT INC 20,598 815,000 0.90%
18 MSI Financial Services Inc 15,788 625,000 0.69%
19 OPPENHEIMER & CO INC 14,201 562,000 0.62%
20 Raymond James Financial Services Advisors, Inc. 13,785 545,000 0.60%
21 TOCQUEVILLE ASSET MANAGEMENT L.P. 11,100 439,000 0.48%
22 MANUFACTURERS LIFE INSURANCE COMPANY, THE 11,078 438,000 0.48%
23 CORNERSTONE WEALTH MANAGEMENT, LLC 10,028 402,000 0.44%
24 AMERIPRISE FINANCIAL INC 9,412 375,000 0.41%
25 Confluence Wealth Management LLC 8,576 339,000 0.37%
26 M&T BANK CORP 8,540 338,000 0.37%
27 Sigma Planning Corp 7,570 300,000 0.33%
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,500 297,000 0.33% Call
29 SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,500 297,000 0.33% Put
30 GOLDMAN SACHS GROUP INC 5,897 233,000 0.26%
31 FINANCIAL ENHANCEMENT GROUP LLC 5,836 231,000 0.25%
32 Cambridge Investment Research Advisors, Inc. 5,710 226,000 0.25%
33 Kovack Advisors, Inc. 5,577 221,000 0.24%
34 PNC FINANCIAL SERVICES GROUP, INC. 3,400 135,000 0.15%
35 IFP ADVISORS, INC 2,640 104,000 0.11%
36 WFG Advisors, LP 2,300 91,000 0.10%
37 Winslow, Evans & Crocker, Inc. 1,500 59,348 0.07%
38 BESSEMER GROUP INC 1,500 59,000 0.06%
39 FIFTH THIRD BANCORP 1,294 51,000 0.06%
40 Live Your Vision, LLC 1,180 47,000 0.05%
41 BENJAMIN F. EDWARDS & COMPANY, INC. 921 36,000 0.04%
42 CITIGROUP INC 750 30,000 0.03%
43 WHITTIER TRUST CO 687 27,000 0.03%
44 NEXT Financial Group, Inc 400 16,000 0.02%
45 Bartlett & Co. LLC 300 12,000 0.01%
46 GENEOS WEALTH MANAGEMENT INC. 228 9,000 0.01%
47 AlphaMark Advisors, LLC 200 8,000 0.01%
48 ADVISOR GROUP, INC. 210 8,000 0.01%
49 Tortoise Investment Management, LLC 198 8,000 0.01%
50 Creative Planning 167 7,000 0.01%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.