Dark
Light
System
Security
FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 38 Institutional holders with a total value of $29,813,144.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 301,301 9,072,000 30.43%
2 UBS Group AG 130,329 3,924,000 13.16%
3 CITADEL ADVISORS LLC 89,067 2,682,000 9.00%
4 STIFEL FINANCIAL CORP 550 1,478,000 4.96%
5 TOCQUEVILLE ASSET MANAGEMENT L.P. 45,590 1,373,000 4.61%
6 LPL Financial LLC 45,192 1,337,000 4.48%
7 WELLS FARGO & COMPANY/MN 43,235 1,302,000 4.37%
8 BANK OF AMERICA CORP /DE/ 41,659 1,254,000 4.21%
9 JANE STREET GROUP, LLC 37,111 1,117,000 3.75%
10 Virtu KCG Holdings LLC 33,968 1,023,000 3.43%
11 US BANCORP \DE\ 28,237 850,000 2.85%
12 Chicago Partners Investment Group LLC 26,988 813,000 2.73%
13 ROYAL BANK OF CANADA 21,581 650,000 2.18%
14 Confluence Wealth Management LLC 15,161 457,000 1.53%
15 COMERICA BANK 13,879 389,000 1.30%
16 Raymond James Financial Services Advisors, Inc. 12,297 370,000 1.24%
17 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,468 285,000 0.96%
18 GOLDMAN SACHS GROUP INC 9,403 283,000 0.95%
19 Commonwealth Equity Services, Inc 8,458 255,000 0.86%
20 AMERIPRISE FINANCIAL INC 7,823 236,000 0.79%
21 MANUFACTURERS LIFE INSURANCE COMPANY, THE 4,946 149,000 0.50%
22 PNC FINANCIAL SERVICES GROUP, INC. 3,685 111,000 0.37%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 3,526 106,000 0.36%
24 WFG Advisors, LP 1,777 53,000 0.18%
25 Advisory Services Network, LLC 1,411 42,000 0.14%
26 CITIGROUP INC 1,332 40,000 0.13%
27 Winslow, Evans & Crocker, Inc. 1,300 39,144 0.13%
28 IFP ADVISORS, INC 1,073 32,000 0.11%
29 SEI INVESTMENTS CO 1,000 30,000 0.10%
30 BENJAMIN F. EDWARDS & COMPANY, INC. 573 17,000 0.06%
31 MUFG Americas Holdings Corp 400 12,000 0.04%
32 Bartlett & Co. LLC 300 9,000 0.03%
33 AMERICAN INTERNATIONAL GROUP, INC. 210 6,000 0.02%
34 Tortoise Investment Management, LLC 198 6,000 0.02%
35 Creative Planning 167 5,000 0.02%
36 MSI Financial Services Inc 100 3,000 0.01%
37 NEXT Financial Group, Inc 100 3,000 0.01%
38 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.