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FIRST TR EXCHANGE TRADED FD
FIRST TR EXCHANGE TRADED FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 50 Institutional holders with a total value of $97,649,870.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 983,722 33,161,000 33.96%
2 WELLS FARGO & COMPANY/MN 465,344 15,686,000 16.06%
3 UBS Group AG 437,310 14,742,000 15.10%
4 BANK OF AMERICA CORP /DE/ 425,983 14,360,000 14.71%
5 ROYAL BANK OF CANADA 62,753 2,115,000 2.17%
6 LPL Financial LLC 51,383 1,732,000 1.77%
7 M&T BANK CORP 46,736 1,575,000 1.61%
8 Janney Montgomery Scott LLC 45,047 1,518,534 1.56%
9 JPMORGAN CHASE & CO 39,462 1,330,000 1.36%
10 Chicago Partners Investment Group LLC 29,061 980,000 1.00%
11 TOCQUEVILLE ASSET MANAGEMENT L.P. 28,575 963,000 0.99%
12 OPPENHEIMER & CO INC 26,038 878,000 0.90%
13 BECK CAPITAL MANAGEMENT, LLC 23,375 788,000 0.81%
14 COMERICA BANK 21,030 708,000 0.73%
15 Commonwealth Equity Services, Inc 19,862 670,000 0.69%
16 Confluence Wealth Management LLC 19,253 649,000 0.66%
17 GOLDMAN SACHS GROUP INC 19,036 642,000 0.66%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 18,852 636,000 0.65%
19 RAYMOND JAMES & ASSOCIATES 17,109 577,000 0.59%
20 SUNTRUST BANKS INC 10,971 369,000 0.38%
21 SUSQUEHANNA INTERNATIONAL GROUP, LLP 10,900 367,000 0.38% Put
22 Sigma Planning Corp 10,031 338,000 0.35%
23 B. Riley Wealth Advisors, Inc. 10,005 337,000 0.35%
24 DEUTSCHE BANK AG\ 9,244 310,000 0.32%
25 First Allied Advisory Services, Inc. 8,428 284,000 0.29%
26 MURPHY CAPITAL MANAGEMENT INC 7,780 262,000 0.27%
27 AMERIPRISE FINANCIAL INC 7,283 246,000 0.25%
28 MANUFACTURERS LIFE INSURANCE COMPANY, THE 7,249 244,000 0.25%
29 Cetera Advisor Networks LLC 7,248 244,000 0.25%
30 HL FINANCIAL SERVICES LLC 6,956 234,000 0.24%
31 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,974 168,000 0.17%
32 ENVESTNET ASSET MANAGEMENT INC 3,338 113,000 0.12%
33 NATIONAL PLANNING CORP 3,292 106,365 0.11%
34 CITIGROUP INC 1,833 62,000 0.06%
35 Advisory Services Network, LLC 1,400 44,000 0.05%
36 Winslow, Evans & Crocker, Inc. 1,300 43,824 0.04%
37 Financial Architects, Inc 1,100 37,000 0.04%
38 WFG Advisors, LP 811 27,000 0.03%
39 GLENMEDE TRUST CO NA 700 23,000 0.02%
40 US BANCORP \DE\ 450 15,000 0.02%
41 MUFG Americas Holdings Corp 400 13,000 0.01%
42 SIGNATUREFD, LLC 328 11,000 0.01%
43 Raab & Moskowitz Asset Management LLC 299 10,000 0.01%
44 AMERICAN INTERNATIONAL GROUP, INC. 260 8,765 0.01%
45 NEXT Financial Group, Inc 250 8,000 0.01%
46 Tortoise Investment Management, LLC 198 7,000 0.01%
47 Creative Planning 100 3,000 0.00%
48 MSI Financial Services Inc 100 3,000 0.00%
49 Stratos Wealth Partners, LTD. 41 1,382 0.00%
50 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.