| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Tower Research Capital LLC (TRC) | 100 | 1,000 | 0.00% | ||
| 2 | AMERICAN INTERNATIONAL GROUP, INC. | 425 | 6,000 | 0.02% | ||
| 3 | ROYAL BANK OF CANADA | 1,100 | 16,000 | 0.05% | ||
| 4 | PNC FINANCIAL SERVICES GROUP, INC. | 1,792 | 25,000 | 0.08% | ||
| 5 | Sunbelt Securities, Inc. | 1,871 | 26,419 | 0.09% | ||
| 6 | SIGNATUREFD, LLC | 3,400 | 48,000 | 0.16% | ||
| 7 | WELLS FARGO & COMPANY/MN | 4,980 | 70,000 | 0.23% | ||
| 8 | CITIGROUP INC | 6,451 | 91,000 | 0.30% | ||
| 9 | UBS Group AG | 6,417 | 91,000 | 0.30% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 6,466 | 91,000 | 0.30% | ||
| 11 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 7,506 | 106,000 | 0.35% | ||
| 12 | RAYMOND JAMES & ASSOCIATES | 14,916 | 211,000 | 0.69% | ||
| 13 | Commonwealth Equity Services, Inc | 16,420 | 232,000 | 0.76% | ||
| 14 | MORGAN STANLEY | 19,273 | 272,000 | 0.89% | ||
| 15 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 27,033 | 381,000 | 1.25% | ||
| 16 | Saba Capital Management, L.P. | 33,591 | 474,000 | 1.56% | ||
| 17 | Thomas J. Herzfeld Advisors, Inc. | 60,175 | 840,000 | 2.76% | ||
| 18 | 1607 Capital Partners, LLC | 709,943 | 10,024,000 | 32.90% | ||
| 19 | SIT INVESTMENT ASSOCIATES INC | 1,236,862 | 17,464,000 | 57.32% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
