| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 1,550,487 | 21,970,000 | 65.29% | ||
| 2 | 1607 Capital Partners, LLC | 555,867 | 7,877,000 | 23.41% | ||
| 3 | ICON ADVISERS INC/CO | 79,080 | 1,121,000 | 3.33% | ||
| 4 | WELLS FARGO & COMPANY/MN | 56,210 | 796,000 | 2.37% | ||
| 5 | MORGAN STANLEY | 42,875 | 607,000 | 1.80% | ||
| 6 | LPL Financial LLC | 27,787 | 394,000 | 1.17% | ||
| 7 | Cetera Advisor Networks LLC | 19,529 | 277,000 | 0.82% | ||
| 8 | RAYMOND JAMES & ASSOCIATES | 14,546 | 206,000 | 0.61% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 7,702 | 109,000 | 0.32% | ||
| 10 | UBS Group AG | 4,252 | 60,000 | 0.18% | ||
| 11 | IFP ADVISORS, INC | 3,736 | 53,000 | 0.16% | ||
| 12 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 2,989 | 42,000 | 0.12% | ||
| 13 | People's United Financial, Inc. | 2,800 | 40,000 | 0.12% | ||
| 14 | Thomas J. Herzfeld Advisors, Inc. | 2,535 | 36,000 | 0.11% | ||
| 15 | ROYAL BANK OF CANADA | 1,750 | 25,000 | 0.07% | ||
| 16 | Creative Planning | 1,626 | 23,000 | 0.07% | ||
| 17 | ADVISOR GROUP, INC. | 1,085 | 15,000 | 0.04% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
