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FLAHERTY CRUMRINE PFD SECS
FLAHERTY CRUMRINE PFD SECS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 74 Institutional holders with a total value of $103,183,657.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Lenox Wealth Management, Inc. 1,950 37,000 0.04%
52 North Star Investment Management Corp. 1,891 36,000 0.03%
53 CAPTRUST FINANCIAL ADVISORS 1,770 34,000 0.03%
54 Creative Planning 1,666 32,000 0.03%
55 BANK OF MONTREAL /CAN/ 1,650 31,000 0.03%
56 D.A. DAVIDSON & CO. 1,300 24,000 0.02%
57 CITIGROUP INC 1,230 23,000 0.02%
58 Formidable Asset Management, LLC 1,100 21,000 0.02%
59 Stanford Investment Group, Inc. 1,035 20,000 0.02%
60 Hoxton Financial, Inc. 1,000 19,000 0.02%
61 Carroll Financial Associates, Inc. 800 17,000 0.02%
62 NEXT Financial Group, Inc 900 17,000 0.02%
63 STANCORP INVESTMENT ADVISERS INC 776 15,000 0.01%
64 MSI Financial Services Inc 521 10,000 0.01%
65 Transamerica Financial Advisors, LLC 500 10,000 0.01%
66 Avior Wealth Management, LLC 414 8,000 0.01%
67 Sandy Spring Bank 375 7,000 0.01%
68 OLD SECOND NATIONAL BANK OF AURORA 350 7,000 0.01%
69 GREENLEAF TRUST 361 7,000 0.01%
70 HOWE & RUSLING INC 300 6,000 0.01%
71 WASHINGTON TRUST BANK 250 5,000 0.00%
72 Stratos Wealth Partners, LTD. 181 3,448 0.00%
73 DEUTSCHE BANK AG\ 117 2,000 0.00%
74 BARCLAYS PLC 77 1,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.