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ROCKWELL AUTOMATION INC
ROCKWELL AUTOMATION INC. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 606 Institutional holders with a total value of $13,007,864,285.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 Waverly Advisors, LLC 600 75,000 0.00%
52 KANALY TRUST CO 612 76,000 0.00%
53 Manchester Capital Management LLC 685 85,000 0.00%
54 Edge Wealth Management LLC 700 87,000 0.00%
55 GUARDIAN LIFE INSURANCE CO OF AMERICA 783 98,000 0.00%
56 D.A. DAVIDSON & CO. 804 99,000 0.00%
57 THOMPSON DAVIS & CO., INC. 828 103,000 0.00%
58 First Horizon Advisors, Inc. 900 111,000 0.00%
59 UBS AG 900 112,000 0.00% Call
60 Joel Isaacson & Co., LLC 920 115,000 0.00%
61 Parallax Volatility Advisers, L.P. 1,000 125,000 0.00% Call
62 Amica Retiree Medical Trust 1,010 126,000 0.00%
63 GUARDIAN INVESTOR SERVICES LLC 1,070 133,000 0.00%
64 CAPITAL GUARDIAN TRUST CO 1,100 137,000 0.00%
65 Partnervest Advisory Services LLC 1,163 145,000 0.00%
66 Vantage Investment Advisors, LLC 1,188 148,000 0.00%
67 Bartlett & Co. LLC 1,200 149,000 0.00%
68 VALLEY NATIONAL BANCORP 1,200 149,000 0.00%
69 Estabrook Capital Management 1,200 149,460 0.00%
70 BESSEMER GROUP INC 1,227 153,000 0.00%
71 CITADEL ADVISORS LLC 1,276 159,000 0.00%
72 FUKOKU MUTUAL LIFE INSURANCE CO 1,300 162,000 0.00%
73 PRELUDE CAPITAL MANAGEMENT, LLC 1,300 162,000 0.00%
74 DUBUQUE BANK & TRUST CO 1,308 163,000 0.00%
75 MARK SHEPTOFF FINANCIAL PLANNING, LLC 1,400 174,000 0.00%
76 Orinda Asset Management LLC 1,546 193,000 0.00%
77 FineMark National Bank & Trust 1,570 195,000 0.00%
78 MSI Financial Services Inc 1,580 197,000 0.00%
79 COMMUNITY FINANCIAL SYSTEM, INC. 1,600 199,000 0.00%
80 PICTET BANK & TRUST Ltd 1,610 201,000 0.00%
81 PETTYJOHN, WOOD & WHITE, INC 1,610 201,000 0.00%
82 BOSTON ADVISORS LLC 1,635 204,000 0.00%
83 BURNEY CO/ 1,650 206,000 0.00%
84 America First Investment Advisors, LLC 1,656 206,000 0.00%
85 Capital Investment Advisors, LLC 1,661 206,878 0.00%
86 NATIONAL PLANNING CORP 1,649 208,000 0.00%
87 SAC Capital Advisors LP 1,689 210,000 0.00%
88 First Financial Bank - Trust Division 1,690 210,000 0.00%
89 WealthTrust Axiom LLC 1,698 211,000 0.00%
90 UMB Bank, n.a. 1,704 213,000 0.00%
91 WEBSTER BANK, N. A. 1,714 214,000 0.00%
92 ING GROEP NV 1,729 215,000 0.00%
93 CAPE COD FIVE CENTS SAVINGS BANK 1,750 218,000 0.00%
94 BROWN BROTHERS HARRIMAN & CO 1,754 218,000 0.00%
95 Laird Norton Wetherby Wealth Management, LLC 1,757 219,000 0.00%
96 Formidable Asset Management, LLC 1,785 222,000 0.00%
97 OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 1,800 224,000 0.00%
98 GREAT LAKES ADVISORS, LLC 1,806 225,000 0.00%
99 SouthState Bank Corp 1,822 227,000 0.00%
100 Stonebridge Capital Advisors LLC 1,819 227,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.