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ROCKWELL AUTOMATION INC
ROCKWELL AUTOMATION INC. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 594 Institutional holders with a total value of $11,885,294,696.
#
Manager Name
Shares
Value ($)
%
Options
Notes
501 Community Bank, N.A. 1,600 186,000 0.00%
502 BROWN BROTHERS HARRIMAN & CO 1,584 184,000 0.00%
503 STRS OHIO 1,534 177,000 0.00%
504 Schooner Investment Group, LLC. 1,500 170,000 0.00%
505 SRB CORP 1,435 166,000 0.00%
506 CAPITAL GUARDIAN TRUST CO 1,355 157,000 0.00%
507 FUKOKU MUTUAL LIFE INSURANCE CO 1,300 151,000 0.00%
508 FULLER & THALER ASSET MANAGEMENT, INC. 1,300 151,000 0.00%
509 DUBUQUE BANK & TRUST CO 1,228 142,000 0.00%
510 TOMPKINS FINANCIAL CORP 1,215 141,000 0.00%
511 UBS Group AG 1,200 140,000 0.00% Call
512 Bartlett & Co. LLC 1,200 139,000 0.00%
513 Spot Trading L.L.C 1,100 128,000 0.00% Put
514 PARSONS CAPITAL MANAGEMENT INC/RI 1,100 128,000 0.00%
515 FIRST QUADRANT LLC/CA 1,100 128,000 0.00%
516 Estabrook Capital Management 1,100 127,589 0.00%
517 Allworth Financial LP 1,034 120,000 0.00%
518 Amica Retiree Medical Trust 1,010 117,000 0.00%
519 NEXT Financial Group, Inc 973 112,000 0.00%
520 GUARDIAN INVESTOR SERVICES LLC 940 109,000 0.00%
521 Joel Isaacson & Co., LLC 920 107,000 0.00%
522 Mizuho Asset Management Co.,Ltd. 856 99,000 0.00%
523 WEALTHFRONT CORP 823 95,000 0.00%
524 MILLENNIUM MANAGEMENT LLC 800 93,000 0.00% Call
525 BRUDERMAN ASSET MANAGEMENT, LLC 800 93,000 0.00%
526 Edge Wealth Management LLC 700 81,000 0.00%
527 Thomasville National Bank 700 81,000 0.00%
528 PIEDMONT INVESTMENT ADVISORS INC 630 73,074 0.00%
529 Hudock, Inc. 600 70,000 0.00%
530 KANALY TRUST CO 606 70,000 0.00%
531 GUARDIAN LIFE INSURANCE CO OF AMERICA 597 69,000 0.00%
532 Carroll Financial Associates, Inc. 554 64,000 0.00%
533 Manchester Capital Management LLC 550 63,000 0.00%
534 Smith Affiliated Capital Corp. 532 61,707 0.00% PRN
535 MARINER WEALTH ADVISORS-NYC, LLC 526 61,000 0.00%
536 ORRSTOWN FINANCIAL SERVICES INC 502 58,000 0.00%
537 VAN ECK ASSOCIATES CORP 463 54,000 0.00%
538 PRELUDE CAPITAL MANAGEMENT, LLC 450 52,000 0.00%
539 Pinnacle Summer Investments, Inc. 440 51,000 0.00%
540 BLACKHILL CAPITAL INC 440 51,000 0.00%
541 Lowe Wealth Advisors, LLC 429 50,000 0.00%
542 Shinko Asset Management Co., Ltd. 422 49,000 0.00%
543 CT Financial Advisors LLC 400 46,396 0.00%
544 BENJAMIN F. EDWARDS & COMPANY, INC. 385 45,000 0.00%
545 ROBLE, BELKO & COMPANY, INC 279 32,000 0.00%
546 Nelson Capital Management, LLC 277 32,000 0.00%
547 Shamrock Asset Management LLC 256 30,000 0.00%
548 TCI Wealth Advisors, Inc. 259 30,000 0.00%
549 KINGS POINT CAPITAL MANAGEMENT 250 29,000 0.00%
550 Walleye Trading LLC 252 29,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.