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ROCKWELL AUTOMATION INC
ROCKWELL AUTOMATION INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 728 Institutional holders with a total value of $15,033,189,704.
#
Manager Name
Shares
Value ($)
%
Options
Notes
401 BENEDICT FINANCIAL ADVISORS INC 6,577 1,024,000 0.01%
402 BOSTON ADVISORS LLC 6,510 1,014,000 0.01%
403 GOLDMAN SACHS GROUP INC 6,400 997,000 0.01% Call
404 JANE STREET GROUP, LLC 6,368 992,000 0.01%
405 IFP ADVISORS, INC 6,368 992,000 0.01%
406 THRESHOLD GROUP LLC 6,348 988,000 0.01%
407 CULLEN/FROST BANKERS, INC. 6,287 979,000 0.01%
408 DEMPZE NANCY E 6,205 967,000 0.01%
409 GHP Investment Advisors, Inc. 6,181 962,000 0.01%
410 FEDERATED HERMES, INC. 6,060 944,000 0.01%
411 AGF INVESTMENTS LLC 5,852 912,000 0.01%
412 LOOMIS SAYLES & CO L P 5,769 898,000 0.01%
413 SEVEN EIGHT CAPITAL, LP 5,550 864,000 0.01%
414 PIEDMONT INVESTMENT ADVISORS INC 5,460 850,000 0.01%
415 Homrich & Berg 5,406 842,000 0.01%
416 DUPONT CAPITAL MANAGEMENT CORP 5,392 840,000 0.01%
417 OPPENHEIMER & CO INC 5,388 839,000 0.01%
418 CHARTWELL INVESTMENT PARTNERS, LLC 5,325 829,000 0.01%
419 THRIVENT FINANCIAL FOR LUTHERANS 5,373 826,000 0.01%
420 CIGNA INVESTMENT ADVISORY CO INC 5,271 821,000 0.01%
421 STRS OHIO 5,253 817,000 0.01%
422 TREDJE AP-FONDEN 5,210 811,000 0.01%
423 CHATHAM CAPITAL GROUP, INC. 5,125 798,000 0.01%
424 BARCLAYS PLC 5,100 794,000 0.01% Call
425 BLAIR WILLIAM & CO/IL 5,121 791,000 0.01%
426 Virtus Investment Advisers, LLC 5,066 789,000 0.01%
427 R&F CAPITAL ADVISORS LP 5,013 781,000 0.01%
428 TEZA CAPITAL MANAGEMENT LLC 5,018 781,000 0.01%
429 Wellington Shields Capital Management, LLC 5,000 779,000 0.01%
430 OLD MUTUAL CUSTOMISED SOLUTIONS (PROPRIETARY) LTD 5,000 779,000 0.01%
431 MML INVESTORS SERVICES, INC. 4,998 778,000 0.01%
432 NEVILLE RODIE & SHAW INC 4,999 778,000 0.01%
433 UNITED CAPITAL FINANCIAL ADVISORS, LLC 4,978 775,000 0.01%
434 LS Investment Advisors, LLC 4,959 772,000 0.01%
435 UNITED BANK, INC. 4,921 766,000 0.01%
436 Walleye Trading LLC 4,900 763,000 0.01% Put
437 MEADOW CREEK INVESTMENT MANAGEMENT LLC 4,862 757,000 0.01%
438 LPL Financial LLC 4,828 750,000 0.00%
439 Timber Hill LLC 4,780 744,000 0.00%
440 SUNTRUST BANKS INC 4,774 743,000 0.00%
441 PARADIGM ASSET MANAGEMENT CO LLC 4,751 739,778 0.00%
442 WEALTHSOURCE PARTNERS, LLC 4,719 735,000 0.00%
443 Sabal Trust CO 4,561 710,000 0.00%
444 BOWEN HANES & CO INC 4,500 701,000 0.00%
445 Boston Trust Walden Corp 4,500 701,000 0.00%
446 Laurion Capital Management LP 4,400 685,000 0.00%
447 FIRST COMMONWEALTH FINANCIAL CORP /PA/ 4,404 685,000 0.00%
448 Janney Capital Management LLC 4,379 681,000 0.00%
449 Cetera Advisor Networks LLC 4,330 674,000 0.00%
450 FDx Advisors, Inc. 4,294 669,000 0.00%
Page 9 of 15

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.