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FULL CIRCLE CAP CORP
FULL CIRCLE CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 23 Institutional holders with a total value of $11,207,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RIVERNORTH CAPITAL MANAGEMENT, LLC 1,694,623 4,186,000 37.35%
2 Bulldog Investors, LLP 1,678,185 4,145,000 36.99%
3 Seawolf Capital, LLC 496,785 1,227,000 10.95%
4 Cambridge Investment Research Advisors, Inc. 272,879 674,000 6.01%
5 PANAGORA ASSET MANAGEMENT INC 134,645 333,000 2.97%
6 BANK OF AMERICA CORP /DE/ 67,300 166,000 1.48%
7 Advisory Services Network, LLC 43,475 107,000 0.95%
8 HighTower Advisors, LLC 36,952 91,000 0.81%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 22,693 56,000 0.50%
10 Virtu KCG Holdings LLC 19,680 49,000 0.44%
11 Yakira Capital Management, Inc. 17,700 44,000 0.39% SH
12 RAYMOND JAMES TRUST N.A. 12,100 30,000 0.27%
13 Waldron Private Wealth LLC 10,000 24,000 0.21%
14 MORGAN STANLEY 8,802 22,000 0.20%
15 IFP ADVISORS, INC 6,600 16,000 0.14%
16 WELLS FARGO & COMPANY/MN 4,300 11,000 0.10%
17 MCF Advisors LLC 4,000 10,000 0.09%
18 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,576 6,000 0.05%
19 AMERICAN INTERNATIONAL GROUP, INC. 1,741 5,000 0.04%
20 Tower Research Capital LLC (TRC) 1,437 3,000 0.03%
21 ROYAL BANK OF CANADA 500 1,000 0.01%
22 UBS Group AG 558 1,000 0.01%
23 MSI Financial Services Inc 75 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.