| 1 |
GOLDMAN SACHS GROUP INC |
1,398,507 |
4,922,000 |
71.16% |
|
|
| 2 |
Nantahala Capital Management, LLC |
149,055 |
525,000 |
7.59% |
|
|
| 3 |
DIALECTIC CAPITAL MANAGEMENT, LP |
127,314 |
448,000 |
6.48% |
|
|
| 4 |
BANK OF AMERICA CORP /DE/ |
60,200 |
212,000 |
3.07% |
|
|
| 5 |
Virtu KCG Holdings LLC |
39,177 |
138,000 |
2.00% |
|
|
| 6 |
J.P. Turner & Co Capital Mnagement, LLC |
31,520 |
113,000 |
1.63% |
|
|
| 7 |
MILLENNIUM MANAGEMENT LLC |
27,987 |
99,000 |
1.43% |
|
|
| 8 |
Advisory Services Network, LLC |
24,248 |
86,000 |
1.24% |
|
|
| 9 |
BALYASNY ASSET MANAGEMENT L.P. |
19,740 |
69,000 |
1.00% |
|
|
| 10 |
Bulldog Investors, LLP |
16,909 |
60,000 |
0.87% |
|
|
| 11 |
PVG Asset Management |
15,560 |
54,771 |
0.79% |
|
|
| 12 |
Jefferies Group LLC |
15,374 |
54,000 |
0.78% |
|
|
| 13 |
RAYMOND JAMES TRUST N.A. |
12,100 |
43,000 |
0.62% |
|
|
| 14 |
CITADEL ADVISORS LLC |
8,758 |
31,000 |
0.45% |
|
|
| 15 |
WELLS FARGO & COMPANY/MN |
4,800 |
17,000 |
0.25% |
|
|
| 16 |
MORGAN STANLEY |
4,650 |
17,000 |
0.25% |
|
|
| 17 |
NEXT Financial Group, Inc |
3,320 |
11,000 |
0.16% |
|
|
| 18 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,261 |
7,959 |
0.12% |
|
|
| 19 |
Tower Research Capital LLC (TRC) |
1,345 |
5,000 |
0.07% |
|
|
| 20 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
1,000 |
4,000 |
0.06% |
|
|
| 21 |
MSI Financial Services Inc |
75 |
0 |
0.00% |
|
|
