Dark
Light
System
Security
FULL CIRCLE CAP CORP
FULL CIRCLE CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 23 Institutional holders with a total value of $11,306,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RIVERNORTH CAPITAL MANAGEMENT, LLC 1,769,838 4,566,000 40.39%
2 Bulldog Investors, LLP 1,650,429 4,225,000 37.37%
3 Cambridge Investment Research Advisors, Inc. 250,917 647,000 5.72%
4 BASSO CAPITAL MANAGEMENT, L.P. 200,000 516,000 4.56%
5 Seawolf Capital, LLC 156,555 404,000 3.57%
6 PANAGORA ASSET MANAGEMENT INC 128,962 333,000 2.95%
7 BANK OF AMERICA CORP /DE/ 67,300 174,000 1.54%
8 HighTower Advisors, LLC 36,952 95,000 0.84%
9 CITADEL ADVISORS LLC 21,301 55,000 0.49%
10 AMERIPRISE FINANCIAL INC 19,384 50,000 0.44%
11 Virtu KCG Holdings LLC 18,260 47,000 0.42%
12 Raymond James Financial Services Advisors, Inc. 17,700 46,000 0.41%
13 RAYMOND JAMES TRUST N.A. 12,100 31,000 0.27%
14 MORGAN STANLEY 9,802 26,000 0.23%
15 Waldron Private Wealth LLC 10,000 24,000 0.21%
16 IFP ADVISORS, INC 6,600 17,000 0.15%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,170 11,000 0.10%
18 WELLS FARGO & COMPANY/MN 4,118 11,000 0.10%
19 UBS Group AG 4,164 10,000 0.09%
20 MSI Financial Services Inc 2,694 7,000 0.06%
21 MANUFACTURERS LIFE INSURANCE COMPANY, THE 2,576 6,000 0.05%
22 AMERICAN INTERNATIONAL GROUP, INC. 1,771 5,000 0.04%
23 CITIGROUP INC 15 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.