| 1 |
Saba Capital Management, L.P. |
1,372,176 |
13,543,000 |
42.24% |
|
|
| 2 |
Invesco Ltd. |
361,115 |
3,565,000 |
11.12% |
|
|
| 3 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
260,792 |
2,574,000 |
8.03% |
|
|
| 4 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
254,876 |
2,516,000 |
7.85% |
|
|
| 5 |
NEWGATE CAPITAL MANAGEMENT LLC |
237,986 |
2,349,000 |
7.33% |
|
|
| 6 |
MORGAN STANLEY |
170,083 |
1,679,000 |
5.24% |
|
|
| 7 |
DOLIVER ADVISORS, LP |
106,487 |
1,051,000 |
3.28% |
|
|
| 8 |
OPPENHEIMER & CO INC |
57,643 |
569,000 |
1.77% |
|
|
| 9 |
LPL Financial LLC |
56,394 |
557,000 |
1.74% |
|
|
| 10 |
GEODE CAPITAL MANAGEMENT, LLC |
52,215 |
515,000 |
1.61% |
|
PRN |
| 11 |
SUSQUEHANNA INTERNATIONAL GROUP, LLP |
50,621 |
500,000 |
1.56% |
|
|
| 12 |
WOLVERINE ASSET MANAGEMENT LLC |
50,204 |
495,000 |
1.54% |
|
|
| 13 |
Raymond James Financial Services Advisors, Inc. |
48,028 |
474,000 |
1.48% |
|
|
| 14 |
DUNCKER STREETT & CO INC |
44,343 |
438,000 |
1.37% |
|
|
| 15 |
TFS CAPITAL LLC |
27,005 |
267,000 |
0.83% |
|
|
| 16 |
Janney Montgomery Scott LLC |
22,487 |
221,947 |
0.69% |
|
|
| 17 |
CITIGROUP INC |
15,382 |
152,000 |
0.47% |
|
|
| 18 |
WELLS FARGO & COMPANY/MN |
12,656 |
125,000 |
0.39% |
|
|
| 19 |
GOLDMAN SACHS GROUP INC |
10,510 |
104,000 |
0.32% |
|
|
| 20 |
Commonwealth Equity Services, Inc |
10,275 |
101,000 |
0.32% |
|
|
| 21 |
BANK OF AMERICA CORP /DE/ |
9,363 |
92,000 |
0.29% |
|
|
| 22 |
ROYAL BANK OF CANADA |
4,407 |
44,000 |
0.14% |
|
|
| 23 |
UBS AG |
3,082 |
30,000 |
0.09% |
|
|
| 24 |
Winslow, Evans & Crocker, Inc. |
2,215 |
21,862 |
0.07% |
|
|
| 25 |
ALLIANCEBERNSTEIN L.P. |
1,247 |
12,000 |
0.04% |
|
|
| 26 |
AMERICAN INTERNATIONAL GROUP, INC. |
1,169 |
11,538 |
0.04% |
|
|
| 27 |
PRIVATE TRUST CO NA |
1,150 |
11,000 |
0.03% |
|
|
| 28 |
AMERIPRISE FINANCIAL INC |
1,100 |
11,000 |
0.03% |
|
|
| 29 |
Advisors Asset Management, Inc. |
987 |
10,000 |
0.03% |
|
|
| 30 |
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
575 |
6,000 |
0.02% |
|
|
| 31 |
TRUST CO OF VERMONT |
545 |
5,000 |
0.02% |
|
|
| 32 |
COMMUNITY FINANCIAL SYSTEM, INC. |
500 |
5,000 |
0.02% |
|
|
| 33 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
222 |
2,000 |
0.01% |
|
|
| 34 |
MUFG Americas Holdings Corp |
98 |
1,000 |
0.00% |
|
|
| 35 |
NORTHERN TRUST CORP |
13,000 |
1,000 |
0.00% |
|
|
| 36 |
Tower Research Capital LLC (TRC) |
100 |
1,000 |
0.00% |
|
|
| 37 |
ENVESTNET ASSET MANAGEMENT INC |
0 |
0 |
0.00% |
|
|
