| 1 |
Saba Capital Management, L.P. |
1,987,215 |
17,527,000 |
45.70% |
|
|
| 2 |
PARAMETRIC PORTFOLIO ASSOCIATES LLC |
416,677 |
3,675,000 |
9.58% |
|
|
| 3 |
Invesco Ltd. |
365,365 |
3,222,000 |
8.40% |
|
|
| 4 |
RIVERNORTH CAPITAL MANAGEMENT, LLC |
353,655 |
3,119,000 |
8.13% |
|
|
| 5 |
WELLS FARGO & COMPANY/MN |
202,277 |
1,784,000 |
4.65% |
|
|
| 6 |
MORGAN STANLEY |
120,178 |
1,060,000 |
2.76% |
|
|
| 7 |
CORNERSTONE ADVISORS INC |
119,792 |
1,057,000 |
2.76% |
|
|
| 8 |
CREDIT SUISSE AG/ |
105,770 |
933,000 |
2.43% |
|
|
| 9 |
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
74,000 |
652,000 |
1.70% |
|
|
| 10 |
CITIGROUP INC |
69,266 |
611,000 |
1.59% |
|
|
| 11 |
LPL Financial LLC |
57,977 |
511,000 |
1.33% |
|
|
| 12 |
DOLIVER ADVISORS, LP |
43,405 |
453,000 |
1.18% |
|
|
| 13 |
McGowan Group Asset Management, Inc. |
48,168 |
425,000 |
1.11% |
|
|
| 14 |
DUNCKER STREETT & CO INC |
42,701 |
377,000 |
0.98% |
|
|
| 15 |
Raymond James Financial Services Advisors, Inc. |
41,882 |
369,000 |
0.96% |
|
|
| 16 |
TFS CAPITAL LLC |
37,749 |
333,000 |
0.87% |
|
|
| 17 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
35,879 |
316,000 |
0.82% |
|
|
| 18 |
GEODE CAPITAL MANAGEMENT, LLC |
35,280 |
311,000 |
0.81% |
|
PRN |
| 19 |
MSI Financial Services Inc |
33,600 |
296,000 |
0.77% |
|
|
| 20 |
UBS Group AG |
31,631 |
279,000 |
0.73% |
|
|
| 21 |
SG Americas Securities, LLC |
25,025 |
221,000 |
0.58% |
|
|
| 22 |
Janney Montgomery Scott LLC |
19,037 |
167,906 |
0.44% |
|
|
| 23 |
OPPENHEIMER & CO INC |
17,093 |
151,000 |
0.39% |
|
|
| 24 |
ROYAL BANK OF CANADA |
16,092 |
142,000 |
0.37% |
|
|
| 25 |
Sigma Planning Corp |
11,225 |
99,000 |
0.26% |
|
|
| 26 |
Commonwealth Equity Services, Inc |
10,012 |
88,000 |
0.23% |
|
|
| 27 |
Stratos Wealth Partners, LTD. |
5,846 |
51,562 |
0.13% |
|
|
| 28 |
PANAGORA ASSET MANAGEMENT INC |
4,775 |
42,000 |
0.11% |
|
|
| 29 |
NATIONAL PLANNING CORP |
3,570 |
31,166 |
0.08% |
|
|
| 30 |
Winslow, Evans & Crocker, Inc. |
2,216 |
19,538 |
0.05% |
|
|
| 31 |
Advisors Asset Management, Inc. |
968 |
9,000 |
0.02% |
|
|
| 32 |
REILLY FINANCIAL ADVISORS, LLC |
700 |
6,000 |
0.02% |
|
|
| 33 |
AMERICAN INTERNATIONAL GROUP, INC. |
458 |
4,040 |
0.01% |
|
|
| 34 |
Community Bank, N.A. |
500 |
4,000 |
0.01% |
|
|
| 35 |
MUFG Americas Holdings Corp |
202 |
2,000 |
0.01% |
|
|
| 36 |
MANUFACTURERS LIFE INSURANCE COMPANY, THE |
222 |
2,000 |
0.01% |
|
|
| 37 |
NORTHERN TRUST CORP |
13,300 |
1,000 |
0.00% |
|
|
| 38 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
40 |
0 |
0.00% |
|
|
